ARTICLE
10 April 2014

ESMA Opinion On Good Practices For Product Governance Arrangements

SS
Shearman & Sterling LLP

Contributor

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ESMA published an opinion on good practices for product governance arrangements which includes a non-exhaustive set of examples of good practice which illustrate arrangements that firms could put in place to enhance investor protection.
European Union Finance and Banking

On 27 March 2014, ESMA published an opinion on good practices for product governance arrangements which includes a non-exhaustive set of examples of good practice which illustrate arrangements that firms could put in place to enhance investor protection.

The opinion is available at: http://www.esma.europa.eu/content/Structured-Retail-Products-Good-practices-product-governance-arrangements .

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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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