ARTICLE
24 September 2013

Potential Impact Of New SEC 13(f) Rules On Investment Managers

RG
Ropes & Gray LLP

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Ropes & Gray is a preeminent global law firm with approximately 1,400 lawyers and legal professionals serving clients in major centers of business, finance, technology and government. The firm has offices in New York, Washington, D.C., Boston, Chicago, San Francisco, Silicon Valley, London, Hong Kong, Shanghai, Tokyo and Seoul.
Intellectual Property Transactions Attorney Authors Article in InvestmentNews on Potential Impact of New SEC 13(f) Rules on Investment Managers.
United States Intellectual Property

Intellectual property transactions associate Michael Kurzer authored an article in the September 22 issue of InvestmentNews on the potential impact of the SEC's anticipated Section 13(f) rules regarding Form 13F disclosures, which will require the public disclosure of short-sale positions by investment managers. Mr. Kurzer notes that although the rules may be an attempt to bring greater transparency to the market, "The new rules may severely limit the ability of investment managers to protect their trading strategies and require frequent reporting of large portfolios on only a two-day delay from real-time holdings."

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