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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

The GENIUS Act And The Future Of Stablecoins: What Banks And Fintechs Need To Know - Part 2 (Podcast)

Today's podcast features the second part of a repurposed webinar produced on September 3, 2025, which dives into the legal risks, compliance challenges, and emerging constitutional questions stemming from the GENIUS Act.

United States Finance

BS

Ballard Spahr LLP

Clear Skies Ahead? Predicting The Use Of The Floor Trader Exemption In Event Contract Markets To Avoid Swap Dealer Registration

The availability of prediction markets has exploded for American consumers, as contracts that allowed people to bet on the outcome of the 2024 presidential election gained popularity.

United States Finance

KM

Katten Muchin Rosenman LLP

AG Event Insider: 2025 NAAG Consumer Protection Fall Conference

This year's NAAG Consumer Protection Fall Conference was held on October 21, 2025 in Washington, DC. The conference brought together state AGs and AG staff, consumer advocates...

United States Finance

CO

Cozen O'Connor

Trump Administration Tells Appeals Court That Union Is Not Entitled To An En Banc Hearing In CFPB Lawsuit

United States Finance

BS

Ballard Spahr LLP

IRS Releases Proposed Regulations Under Section 897 On Domestically Controlled REITs

United States Finance

ST

Simpson Thacher & Bartlett

Credibly Challenged Podcast - Interview With Nolan Andelin, Founder Of Verita (Podcast)

United States Finance

MB

Mayer Brown

NFA Updates Digital Asset Obligations

United States Finance

KG

K&L Gates LLP

Redemption Limitations Remain A Trap For The Unwary Despite Section 1202 Expansion

United States Finance

HK

Holland & Knight

Proposed Regulations Remove Look-Through Rule For Domestically Controlled REITs

United States Finance

PR

Proskauer Rose LLP

Trends In Private Credit Fund Structuring 2025

Worldwide Finance

D

Dechert

Asset-Level Eligibility Series: Confidentiality Restrictions

United States Finance

MB

Mayer Brown

D.C. Circuit Denies DOJ's Request To Postpone Consideration Of CFPB Shutdown Efforts

United States Finance

HK

Holland & Knight

Federal Appeals Court Rejects Trump Administration Request To Delay CFPB Lawsuit Due To Government Shutdown

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Project Finance

Banking Regulation

Financial Services

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Republican AGs Caution SEC On Crypto Overreach

Twenty Republican AGs, led by Iowa AG Brenna Bird, sent a letter to the SEC in response to the Commission's request for information as it considers...

United States Technology

CO

Cozen O'Connor

The GENIUS Act And The Future Of Stablecoins: What Banks And Fintechs Need To Know - Part 2 (Podcast)

Today's podcast features the second part of a repurposed webinar produced on September 3, 2025, which dives into the legal risks, compliance challenges, and emerging constitutional questions stemming from the GENIUS Act.

United States Finance

BS

Ballard Spahr LLP

Clear Skies Ahead? Predicting The Use Of The Floor Trader Exemption In Event Contract Markets To Avoid Swap Dealer Registration

United States Finance

KM

Katten Muchin Rosenman LLP

AG Event Insider: 2025 NAAG Consumer Protection Fall Conference

United States Finance

CO

Cozen O'Connor

Trump Administration Tells Appeals Court That Union Is Not Entitled To An En Banc Hearing In CFPB Lawsuit

United States Finance

BS

Ballard Spahr LLP

Credibly Challenged Podcast - Interview With Nolan Andelin, Founder Of Verita (Podcast)

United States Finance

MB

Mayer Brown

NFA Updates Digital Asset Obligations

United States Finance

KG

K&L Gates LLP

Killing Trusts Softly: Can Australia Abate Trump Duties With Aussie Super Funds?

United States Tax

WL

Withers LLP

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Fund Finance

Asset-Level Eligibility Series: Confidentiality Restrictions

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan's documentation...

United States Finance

MB

Mayer Brown

ETF Share Class: ICI Highlights Key Operational Considerations

The Investment Company Institute recently published a white paper detailing operational, governance, and disclosure considerations for industry stakeholders in implementing a structure...

United States Commercial

D

Dechert

Sales Compensation: Empowering Sales Organizations In Uncertain Times

With such a direct impact on revenue, it's easy to understand why attracting and retaining key sales talent is critical for any business with aspirational growth goals.

United States Finance

AM

Alvarez & Marsal

Worldwide Technology

LS

Lowenstein Sandler

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Asset-Level Eligibility Series: Loans Used For "Personal, Family Or Household Purposes"

United States Finance

MB

Mayer Brown

Don't Get Caught Off Guard: Essential Shutdown Preparation For Federal Projects

United States Government

HH

Holland & Hart

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

Banking Law Journal: Participations In The Fund Finance Market

United States Finance

MB

Mayer Brown

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Commodities/Derivatives/Stock Exchanges

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Clear Skies Ahead? Predicting The Use Of The Floor Trader Exemption In Event Contract Markets To Avoid Swap Dealer Registration

The availability of prediction markets has exploded for American consumers, as contracts that allowed people to bet on the outcome of the 2024 presidential election gained popularity.

United States Finance

KM

Katten Muchin Rosenman LLP

NFA Updates Digital Asset Obligations

On 17 October 2025, the National Futures Association (NFA) announced that it will be eliminating interpretive guidance requiring digital assets-related disclosure obligations for NFA members.

United States Finance

KG

K&L Gates LLP

WMHW Alert: SEC Enforcement Trends In The First Six Months

United States Commercial

Walden Macht Haran & Williams LLP

What Happens In Nevada … May Impact Prediction Markets And Sports Gambling Across The U.S.

United States Media & IT

MP

Manatt, Phelps & Phillips LLP

If It's Broken, Please Fix It: The CFTC Proposes To Resolve Compliance Challenges For Swap Dealers

United States Finance

KM

Katten Muchin Rosenman LLP

Texas Stock Exchange (TXSE) Approved As Newest National Securities Exchange

United States Commercial

CO

Cozen O'Connor

Regulating Crypto-linked Exchange-traded Products (Podcast)

United States Technology

AO

A&O Shearman

CFTC Settles First Compliance-Related Charges With Swap Dealers, Futures Commission Merchants, And Intermediaries Under Acting Chairman Pham

United States Finance

SJ

Steptoe LLP

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Securitization & Structured Finance

Asset-Level Eligibility Series: Confidentiality Restrictions

This Legal Update explores why, in order for an underlying loan to be included in a warehouse facility's borrowing base, the underlying loan's documentation...

United States Finance

MB

Mayer Brown

McDermott Partner Boris Ziser In Bloomberg On The California Bill Banning Contingent Fee Sharing With "Alternative Business Structures"

McDermott Partner and co-head of the Structured Finance and Specialty Finance Groups, Boris Ziser, shared his thoughts with Bloomberg on the recently signed bill banning California attorneys and firms...

United States Finance

SR

Schulte Roth & Zabel LLP

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

In a troubling development for the broader subprime auto and asset-backed securities markets, several auto loans tied to Tricolor Auto were found to contain duplicate vehicle identification numbers (VINs)...

United States Finance

DL

Davis+Gilbert LLP

Mortgage Originators And Secondary Market Participants Take Note: The Final Rule On Automated Valuation Models Is Now Effective And Could Apply To You

United States Finance

MB

Mayer Brown

Tricolor's Impact On Subprime Auto: Trust, But Verify

United States Finance

DL

Davis+Gilbert LLP

SEC Solicits Input On RMBS Disclosure And Registration Requirements

United States Finance

D

Dechert

SEC Seeks Input On Modernizing RMBS Disclosure Requirements And Enhancements To ABS Registration To Revitalize Public Securitization Market

United States Finance

MB

Mayer Brown

No Private Cause Of Action By Non-Party To Securitization Documents: It's Not My Cross To Bear

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Current Market And Trends: European Fund Financing – A Reenergised But Choppy Market

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—Chicago

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K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—Boston

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K&L Gates LLP

GICLI 11th Annual Meeting

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WilmerHale

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

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