ARTICLE
9 September 2019

SEC Filing Fee Rate Increase Effective Oct. 1, 2019

KL
Kramer Levin Naftalis & Frankel LLP

Contributor

Kramer Levin provides its clients proactive, creative and pragmatic solutions that address today’s most challenging legal issues. The firm is headquartered in New York with offices in Silicon Valley and Paris and fosters a strong culture of involvement in public and community service. For more information, visit www.kramerlevin.com
The new fee rate will take effect on Oct. 1, 2019, the first day of the U.S. government's 2020 fiscal year.
United States Corporate/Commercial Law

In its first fee rate advisory for fiscal year 2020, the SEC announced that filing fees applicable to securities registrations by public companies and other issuers will be increased by 7.1%: from $121.20 to $129.80 per million dollars. The new fee rate will take effect on Oct. 1, 2019, the first day of the U.S. government's 2020 fiscal year. The fee rate applies to securities registrations under Section 6(b) of the Securities Act, securities repurchases under Section 13(e) of the Exchange Act, and proxy solicitations and statements in corporate control transactions under Section 14(g) of the Exchange Act.

The full text of the SEC's press release announcing the fee rate advisory can be found here.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More