United States:
Whistleblowers To Remain Prominent Fixtures In Securities Regulation
20 January 2017
WilmerHale
To print this article, all you need is to be registered or login on Mondaq.com.
The SEC's Dodd-Frank Whistleblower Program provides monetary
awards to eligible individuals who provide the agency with
information that leads to an SEC enforcement action in which
significant financial sanctions are ordered.
Click here to continue reading.
Originally published by The Hill, Tuesday, December 20,
2016.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from United States
Corporate Transparency Act Update
Shulman Rogers
With the arrival of spring and the first set of Corporate Transparency Act (CTA) filing deadlines behind us, it is a good time for an update on lessons learned from the initial filings.
Compliance Isn't The Only 'AI Washing' Risk
Bracewell
Companies are rapidly adopting artificial intelligence technologies, and both regulators and private plaintiffs have set their sights on "AI washing," where businesses tout AI capabilities that do not exist.