United States:
Federal Register: FINRA Publishes Proposal Requiring Arbitration Parties To Use Online Dispute Resolution Portal
23 August 2016
Cadwalader, Wickersham & Taft LLP
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The SEC requested comments on a FINRA proposal to amend the Code
of Arbitration Procedure for Customer Disputes, and the Code of
Arbitration Procedure for Industry Disputes. The proposal would
require parties to use the FINRA Office of Dispute Resolution Party
Portal to submit documents and view their arbitration case
information, in most cases. The request for comments was published
in the Federal Register.
Comments on FINRA's proposal must be submitted by September
7, 2016.
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