The Month Ahead In Financial Services Regulatory Developmentsā¦ December, 2019
In this blog post, we round-up forthcoming developments in the UK and at EU and International levels in financial services regulation which are expected for December 2019.
United Kingdom
Finance and Banking
In this blog post, we round-up forthcoming developments in the
UK and at EU and International levels in financial services
regulation which are expected for December
2019.
1
Dec |
- Commencement of PRA's waiver by consent for continuity of access
rules (including reporting requirements); the rules require
firms to put in place systems to ensure eligible depositors have
continued access to FSCS-covered deposits in resolution or
insolvency (This waiver will expire on 1 December 2022.)
|
3
Dec |
|
4
Dec |
|
9
Dec |
|
From 9
Dec |
- FCA Directory opens for submissions from FCA
solo-regulated firms (firms that are not banks, building societies,
credit unions, or insurers); solo-regulated firms have until 9 Dec
2020 to submit their information
|
10
Dec |
|
11
Dec |
- Commission Delegated Regulations on conflicts of interest under
European Social Entrepreneurship Fund (EuSEF) and the European Venture Capital Fund
(EuVECA) Regulations apply
|
12
Dec |
|
15
Dec |
- Cross-Border Payments Regulation applies;
payment service providers (PSPs) required to apply same charges for
cross-border payments as for equivalent national currency
payments
|
16
Dec |
|
18
Dec |
|
27
Dec |
|
31
Dec |
|
Dec |
|
By end of
2019 |
|
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.