Shepherd and Wedderburn is a leading, independent Scottish-headquartered UK law firm, with offices in Edinburgh, Glasgow, Aberdeen, London and Dublin. With a history stretching back to 1768, establishing long-standing relationships of trust, rooted in legal advice and client service of the highest quality, is our hallmark.
The Senior Managers and Certification Regime (SMCR) comes into force on 9 December 2019 for all Financial Conduct Authority (FCA)-regulated asset management firms, replacing the old Approved Persons Regime.
The Senior Managers and Certification Regime (SMCR) comes into
force on 9 December 2019 for all Financial Conduct Authority
(FCA)-regulated asset management firms, replacing the old Approved
Persons Regime. Our 10-point guide for Human Resources considers
the impact that this will have on businesses, and gives practical
guidance around what firms should be considering.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
