Searching Content indexed under Dodd-Frank, Consumer Protection Act by Duane Morris LLP ordered by Published Date Descending.
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Another State Passes Law To Protect Consumer Data
States are taking online consumer protection into their own hands given a perceived lack of sufficient protection at the federal level. Maine now has jumped in.
United States
24 Jun 2019
SEC Adopts Final Rules For Disclosure Of Hedging Policies
On December 18, 2018, the SEC approved final rules requiring companies to disclose their practices or policies with respect to hedging transactions by officers and other employees as well as directors.
United States
28 Dec 2018
Are the Federal Courts or the Republican Controlled Congress the Greater Threat to the CFPB?
Many banking lawyers believe recent actions by federal courts, and by Congress represent the greatest threat to the Consumer Financial Protection Bureau (CFPB) since its existence.
United States
25 May 2017
The Growing Importance of Consumer Compliance in Community Reinvestment Act Ratings: Did the OCC Cross the Line In Its CRA Rating of Wells Fargo?
Media reports have recently focused on the Needs to Improve Community Reinvestment Act (CRA) rating assigned to Wells Fargo Bank, National Association (Wells Fargo) by the Office of the Comptroller of the Currency (OCC).
United States
30 Mar 2017
Dangers Of Data-Mining In California Restaurants: Song-Beverly Credit Card Act
Data is hugely important in running a successful restaurant today. Targeted email marketing campaigns can be an invaluable marketing tool.
United States
16 Feb 2017
FDIC Consumer News Issues "Answers To Common Questions On How To Avoid Financial Mistakes And Protect Your Money"
Today, the FDIC issued its Winter 2017 FDIC Consumer News which can be read or printed at, with e-reader and portable audio (MP3) versions forthcoming.
United States
30 Jan 2017
SEC Adopts Final Pay Ratio Disclosure Rules
The final rules provide a registrant with flexibility in determining its median employee, permitting the use of its entire employee population, a statistical sample or other reasonable methods for this purpose.
United States
23 Sep 2015
SEC Targets Investment Adviser Community
The Enforcement Division of the Securities and Exchange Commission and its Office of Compliance Inspections and Examinations are focusing their examination and disciplinary efforts on the investment adviser community.
United States
13 Nov 2013
SEC Amends Accredited Investor Net Worth Standards Per Dodd-Frank
The accredited investor standard has been revised to exclude the equity value of the investor's primary residence from the $1 million net worth threshold for individuals.
United States
6 Jan 2012
Georgia Court: Adverse Shareholder Say-On-Pay Vote, Without More, Does Not Invalidate Or Require Rescission Of Compensation Decisions Made By Directors Of Delaware Corporations
"Hindsight second-guessing and Monday morning quarterbacking of the sort Plaintiffs urge are fundamentally inconsistent with the business judgment analysis."
United States
16 Oct 2011
SEC Adopts Final Rules On Dodd-Frank Whistleblower Program
On May 25, 2011, the U.S. Securities and Exchange Commission (SEC) adopted final rules (the "Rules") for the expanded whistleblower program established by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank).
United States
13 Jun 2011
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010: Congress Enacts Sweeping Financial Reform
On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Act") became law. The U.S. Congress designed the Act to address what it perceived to be a vast number of failures that led to the worst financial crisis since the Great Depression.
United States
3 Sep 2010
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