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Searching Content indexed under Dodd-Frank, Consumer Protection Act by Steven Lofchie ordered by Published Date Descending.
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1
State Attorneys General Challenge SEC Regulation Best Interest
New York Attorney General Letitia James and several other state attorneys general (the "Plaintiffs") sued the SEC, alleging that Regulation "Best Interest" ("Reg. BI")
United States
13 Sep 2019
2
CFTC Commissioner Dan Berkovitz Warns Of Systemic Risk From Clearing Services Concentration
In a speech before the National Cattlemen's Beef Association, CFTC Commissioner Dan M. Berkovitz expressed concerns about the concentration in clearing services and the systemic risk resulting from the materially reduced number of FCMs.
United States
6 Aug 2019
3
House Financial Services Committee To Consider Bills Amending Credit Reporting System
House Financial Services Committee Chair Maxine Waters (D-CA) will convene a full Committee markup of bills that would "make critical reforms to the broken credit reporting system."
United States
22 Jul 2019
4
CFTC Commissioner Advocates For International Regulatory Cooperation
CFTC Commissioner Rostin Behnam advocated for international regulatory cooperation to address the risks posed by benchmark reforms, margin, Brexit, cross-border regulation and FinTech.
United States
5 Nov 2018
5
FSOC Rescinds SIFI Determination From Prudential Financial; No Non-Bank SIFIs Remain
The Financial Stability Oversight Council ("FSOC") rescinded its determination that material financial distress at Prudential Financial, Inc. ("Prudential") could present a threat to U.S. financial stability.
United States
23 Oct 2018
6
Definitely Maybe? The SEC Returns To Security-Based Swap Dealer Regulation
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago.
United States
16 Oct 2018
7
CFTC Chair Proposes Alternative Cross-Border Framework
CFTC Chair Christopher J. Giancarlo proposed an alternative cross-border swaps framework to "better balance systemic risk mitigation with healthy swaps market activity in support of broad-based economic growth."
United States
5 Oct 2018
8
Democratic Lawmakers Urge SEC To Toughen Proposed Regulation Best Interest
Several Democratic members of Congress called upon SEC Chair Jay Clayton to amend proposed Regulation Best Interest to require a uniform fiduciary standard for all broker-dealers and investment advisers.
United States
17 Sep 2018
9
Federal Reserve Governor Daniel Tarullo Reconsiders The Volcker Rule
In his parting speech as a member of the Board of Governors of the Federal Reserve System, Governor Daniel K. Tarullo asserted "that strong capital requirements are central to a safe and stable financial system."
United States
13 Apr 2017
10
The Trump Administration: President Trump Issues Executive Actions On Dodd-Frank And The DOL Fiduciary Rule
On February 3, 2017, President Trump signed two executive actions intended to provide a framework for scaling back the Dodd-Frank Act ("Dodd-Frank Act") and rescinding....
United States
15 Feb 2017
11
GAO Issues Report On Agency Coordination And Financial Market Impact Of Latest Dodd-Frank Rules
The Government Accountability Office ("GAO") issued a report on efforts by regulatory agencies to analyze and coordinate Dodd-Frank Act rules that became effective between July 2015 and July 2016.
United States
6 Jan 2017
12
CFTC Chair Massad Defends Dodd-Frank Derivatives Regulations
CFTC Chair Timothy Massad emphasized the dangers of repealing Dodd-Frank, defended the derivatives regulations implemented under it...
United States
13 Dec 2016
13
House Passes Bill Replacing Procedures For Enhanced Supervision Of BHCs
The U.S. House of Representatives passed legislation that amends the Dodd-Frank Act.
United States
12 Dec 2016
14
Trump Nominee For Treasury Secretary Wants To "Strip Back" Dodd-Frank And Cut Corporate Taxes
President-Elect Trump's nominee for Treasury Secretary, Steven Mnuchin, stated that the "number-one problem with Dodd-Frank is it's way too complicated and cuts back lending."
United States
6 Dec 2016
15
The Trump Administration: Change By Appointment
Many experts are engaged in educated speculation about the regulatory priorities of the now-forming Trump Administration.
United States
23 Nov 2016
16
Cabinet To Keep You Current On Regulatory Developments
A number of sources offer guidance to readers concerning developments in financial regulation that could occur during the president-elect's coming administration.
United States
16 Nov 2016
17
Fed Governor Examines Post-Crisis Financial Regulation
Governor Daniel K. Tarullo of the Board of Governors of the Federal Reserve System described a "shift of perspective" in regulation since the financial crisis.
United States
2 Nov 2016
18
Treasury Secretary Lew Defends FSOC Before House Financial Services Committee (With Delta Strategy Group Summary)
Treasury Secretary Jacob Lew stated that "reforms adopted in the Dodd-Frank Act have made the financial system safer, more resilient, and supportive of long-term economic growth."
United States
28 Sep 2016
19
Democrats And Republicans Stake Out Positions On Financial Regulation
The Democratic platform position on financial regulation begins with an endorsement of Dodd-Frank. The Democrats state that they will "vigorously implement, enforce and build on the landmark Dodd-Frank financial reform law"...
United States
5 Aug 2016
20
Legislators Boast That Shrinking Size Of GE Capital Proves Dodd-Frank Is A Success
Facts belie the legislators' political assertion that Dodd-Frank has had the effect of shrinking big firms and increasing market share for smaller firms.
United States
12 Jul 2016
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