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Searching Content indexed under Consumer Protection by Thomas W. White ordered by Published Date Descending.
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The Trump AdministrationóChange And Continuity In Securities Regulation
The election of Donald Trump as the next President and the continued Republican control of Congress raise questions as to what changes may be expected at the SEC and what may stay the same.
United States
6 Dec 2016
2
SEC Probes Corporate Interactions with Whistleblowers
According to a February 25, 2015 Wall Street Journal report, in recent weeks the SEC has sent requests to a number of companies seeking years of nondisclosure agreements, employment contracts and other documents as part of an agency probe into the potential silencing of corporate whistleblowers.
United States
27 Feb 2015
3
SEC Takes Next Step To Implement Dodd-Frank Act's Compensation Committee
The SEC has amended existing proxy disclosure requirements and adopted a new rule to implement the provisions of section 952 of the Dodd-Frank Act relating to compensation committees.
United States
10 Jul 2012
4
CFTC And SEC Whistleblower Bounties: Largely Similar But Important Differences Remain
On Thursday, August 4, 2011, the Commodity Futures Trading Commission adopted final rules implementing the commodity whistleblower incentives and protections of Section 748 of the Dodd-Frank Act.
United States
 
23 Aug 2011
5
SEC Approves Sweeping Whistleblower Bounty
On Wednesday, May 25, 2011, the Securities and Exchange Commission issued its long-awaited final rules implementing the "Securities Whistleblower Incentives and Protection" provisions of the Dodd-Frank Act.
United States
1 Jun 2011
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