Searching Content indexed under Compliance by Arnold & Porter ordered by Published Date Descending.
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Lose Your Case? You Can Still Sue . . . For The Government
recent False Claims Act case from the District of Utah about a contractor's compliance with the Davis-Bacon Act—which requires employers to pay local prevailing wages to their employees
United States
11 Jul 2019
We Knew This Day Would Come: FCA Claim Based On Inadequate Cybersecurity Survives Dismissal Motion On Materiality Grounds
Whether the DoD's cybersecurity rules might prompt FCA liability has been a concern and debated issue ever since they were first rolled out in 2013 (modified substantially in 2015).
United States
19 Jun 2019
Not As Close To The Vest: OFAC Releases A "Framework" For Sanctions Compliance That Offers A Glimpse Into The Agency's Enforcement Posture
Moreover, the document also includes a list of specific "root causes" of prior sanctions violations identified by OFAC.
United States
9 May 2019
Has The Law Of Manipulation Lost Its Moorings?
As regulations have multiplied and Congress has conferred additional authority on the U.S. Commodity Futures Trading Commission, the power of the CFTC's Division of Enforcement (DOE) has grown significantly.
United States
11 Apr 2017
SEC Requires Hyperlinks to Exhibits and HTML Format
On March 1, 2017, the SEC adopted rule amendments requiring registrants to include a hyperlink to each exhibit in virtually all filings that require exhibits, whether such exhibit is included in the filing itself or incorporated by reference from another document filed on EDGAR.
United States
4 Mar 2017
Key Reminders for Financial Institutions for 2016 10-Ks and the 2017 Proxy Season
As reporting companies are in the midst of preparing 10-Ks for 2016 and gearing up for the upcoming proxy season, we believe it is important to keep in mind guidance issued by the staff of the Securities and Exchange Commission (SEC) in the past year.
United States
13 Feb 2017
Global Anti-Corruption Insights Winter 2017 - Update on Recent Enforcement, Litigation, and Compliance Developments
2016 also was notable for the level of international cooperation on anti-corruption matters.
8 Feb 2017
Jury Verdict In "Spread Bet" Insider Trading Case: A Reminder Of U.S. Long-Arm Regulatory Risk
Trading firms in the United Kingdom and elsewhere outside the United States should continue to monitor ongoing efforts by U.S. regulators to assert long-arm jurisdiction over their trading activities.
United States
12 Jan 2017
Implications Of FinCEN Guidance On SAR Sharing For Casinos
n January 4, 2017, the Financial Crimes Enforcement Network (FinCEN) issued guidance to the gaming industry on the sharing of suspicious activity reports (SARs), confirming that casinos may share SARs, or any information that may reveal the existence of a SAR, within certain portions of its corporate organization.
United States
11 Jan 2017
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