Searching Content indexed under Securities by Milbank LLP ordered by Published Date Descending.
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Experienced Securities, High Yield Lawyer Joji Ozawa Joins Milbank's Capital Markets Team In London
Milbank LLP is pleased to announce the hiring of experienced US securities lawyer and high yield specialist Joji Ozawa. Mr. Ozawa is a seasoned and experienced securities and high yield lawyer who practiced in London...
United States
24 May 2019
George Canellos To Speak At The 7th Annual Securities Litigation & Enforcement Institute
George Canellos, partner in Milbank's Litigation & Arbitration Group, will moderate a panel titled "White Collar Litigation Trends" at the New York City Bar's 7th Annual Securities Litigation & Enforcement Institute...
United States
16 Jan 2019
Disclosure Requirements Under The Securitisation Regulation Delayed: Application Of CRA3 Transitional Provisions
The EU Securitisation Regulation1 (the "Securitisation Regulation") will come into effect on 1 January 2019, bringing a number of changes to the European risk retention regime for CLO transactions ...
7 Dec 2018
Milbank Advises KKR And Pemberton On Acquisition Of Casual Dining Group
Milbank has successfully represented funds advised or managed by KKR Credit Advisors (US) LLC and Pemberton Capital Advisors LLP on the acquisition of the majority ownership of the Casual Dining Group ("CDG").
10 Sep 2018
D.C. Circuit Rules Managers Of Open-Market CLOs Are Not Required To Have "Skin In The Game" - August 22, 2018
A three-judge panel of the U.S. Court of Appeals for the D.C. Circuit issued a unanimous decision1 holding that the final rules implementing the requirements of Section 941 of the Dodd-FrankWall Street Reform and...
United States
30 Aug 2018
Mutual Funds And Securities Class Actions: A Square Peg In A Round Hole
The popularity and growth of mutual funds have made it an over $16 trillion industry, a fact not lost on the federal securities plaintiffs' bar.
United States
19 Jul 2018
Milbank Advises The Initial Purchaser On Second International Bond Offering By Tocumen Airport
Milbank, Tweed, Hadley & McCloy LLP has advised the initial purchaser in the $225 million bond offering of senior secured notes issued by Aeropuerto Internacional de Tocumen S.A...
United States
18 May 2018
The Trump Administration's Move Against SEC Judges.
Daniel Walfish Discusses the Administration's Position on the Constitutionality of the SECs ALJs.
United States
28 Dec 2017
Top 10 Practice Points By Experts: Foreign Private Issuers
Foreign Private Issuers, or FPIs, require a significant amount of guidance from experienced outside counsel.
United States
30 Oct 2017
United States Supreme Court Concludes SEC Disgorgement Is A "Penalty" Subject To Five-Year Limitations Period
Last week, the United States Supreme Court limited the US Securities and Exchange Commission's (SEC) power to seek disgorgement for violations of federal securities law
United States
21 Jun 2017
Space Business Review - November 2016
ViaSat, Inc. (ViaSat) announced that it closed its underwritten public offering first announced on November 15 of 7.475m shares of common stock, including 975k shares sold...
8 Dec 2016
Space Business Review - June 2016
A monthly round-up of space industry developments for the information of our clients and friends.
United States
5 Aug 2016
EU Market Abuse Regulation
With effect from 3 July 2016, the European Market Abuse Regulation (Regulation 596/2014) ("MAR") will replace the European Market Abuse Directive (2003/6/EC) ("MAD") that has been in place since 2003.
European Union
10 Jul 2016
SEC Staff Grants Limited Relief From Compliance With US Risk Retention Rules In The Context Of Certain CLO Refinancings
Any CLO priced on or after December 24, 2014, or that otherwise does not meet the above criteria, is not eligible to qualify the CLO manager for relief from the Final Rules in the context of a refinancing.
United States
31 Jul 2015
New SEC Proposed Pay-Versus-Performance Rules
The proposal requires the new disclosures to be contained in a prescribed table.
United States
13 May 2015
Do Some Derivatives Qualify Under The Volcker Rule For The Liquidity Management Exclusion From The Proprietary Trading Prohibition?
Chapter 13 of the Bank Holding Company Act, as amended, (the "Volcker Rule") and the final rules issued thereunder prohibit covered banking entities from engaging in proprietary trading of financial instruments.
United States
2 Feb 2015
SEC Adopts Regulation SCI To Strengthen Controls For Technological Systems At Core Of U.S. Markets
On November 19, 2014, the SEC announced the adoption of Regulation Systems Compliance and Integrity in a 742-page release.
United States
15 Dec 2014
Second Circuit Vacates Judge Rakoff’s Decision Refusing To Approve Citigroup’s "Neither Admit Nor Deny" Settlement With The SEC And Clarifies Standard For Evaluating Consent Decrees In Favor Of Pragmatism
The Second Circuit held that Judge Jed S. Rakoff abused his discretion in refusing to approve a proposed consent decree between the SEC and Citigroup.
United States
11 Jun 2014
SEC Lifts Ban On General Solicitation And Proposes New Disclosure Requirements In Private Offerings
The Securities and Exchange Commission recently adopted amendments to rules under the Securities Act of 1933.
United States
31 Jul 2013
Mixed Signals, But Hope, For A Private Adviser Broker-Dealer Exemption
Provisions of the JOBS Act and two recent no-action letters for venture capital advisors initially provide a glimmer of hope.
United States
15 May 2013
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