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Searching Content indexed under Securities by Christopher P. Conniff ordered by Published Date Descending.
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1
SEC Scrutinizes Sale Of Mortgage Interests Among Affiliated Funds
The sale of mortgage assets between investment vehicles managed by the same adviser has come under scrutiny by the Securities and Exchange Commission ("SEC").
United States
15 Apr 2019
2
Notable September Developments In The Cryptocurrency Space
Notably, the order contained no analysis explaining the basis for the SEC's conclusion that the tokens were securities.
United States
1 Oct 2018
3
A Broad Regulatory Push To Rein In Burgeoning ICO Market
ICOs are an innovative financing tool through which companies can fund projects by utilizing the distributed ledger technology, or blockchain, that underpins cryptocurrencies
United States
8 Mar 2018
4
Government Enforcement Attorneys Analyze Amendments To Insider Trading Sentencing Guidelines And Appropriate Compliance
Government enforcement partners Chris Conniff (New York) and Jim Dowden (Boston), and securities litigation associate Brendon Carrington have written "Insider Trading Sentences Get Extra Bite" for the May 7 issue of Compliance Reporter.
United States
4 Dec 2012
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