Searching Content indexed under Securities by Eric Orsic ordered by Published Date Descending.
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Capital Markets & Public Companies Quarterly: Expanding Relief Under Smaller Reporting Company, Reg A+ And Rule 701, SEC Enforcement Of Cybersecurity Disclosures And Other News
At its open meeting held on June 28, 2018, the US Securities and Exchange Commission (SEC) adopted amendments to raise the public float and revenue thresholds in the definition...
United States
8 Aug 2018
Capital Markets & Public Companies Quarterly: 2018 Proxy Season Pointers, Disclosing The "Tax Cuts And Jobs Act," Shareholder Proposals And ICOs
The end of a year and beginning of the next generally starts the countdown to the public company proxy season.
United States
26 Jan 2018
SEC Publishes New C&DI Clarifying Filing Requirements in Connection with Employee Purchases of Issuer Securities Through 401(k) Plan
The third quarter of 2016 saw the US Securities and Exchange Commission (SEC) carry forward its momentum from an active second quarter.
United States
19 Oct 2016
Capital Markets & Public Companies Quarterly: Catching Up On The SEC's Active Second Quarter
In the second quarter of 2016, the US Securities and Exchange Commission (SEC) has been very active, adopting new rules and interpretations, issuing proposed rules...
United States
18 Jul 2016
SEC Proposes New Rules That Would Make Available Scaled Disclosure To More Companies
On June 27, 2016, the SEC proposed amendments to its rules and regulations that would expand the number of companies that qualify as "smaller reporting companies" by revising the thresholds for qualification that would largely impact companies with a public float of between $75 million and $250 million.
United States
8 Jul 2016
SEC Reins in Use of Non-GAAP Financial Measures with New Guidance
On May 17, 2016, the Securities and Exchange Commission issued six new Compliance & Disclosure Interpretations (C&DIs) and modified other existing C&DIs to provide additional guidance on the use of non-GAAP financial measures under Regulation G.
United States
24 May 2016
McDermott's Public Company & Capital Markets Quarterly: New Rules Impacting Disclosure, Governance And Capital Raising Efforts
During the first quarter of 2016, the Securities and Exchange Commission (SEC) and U.S. stock exchanges issued proposed and final rules that will likely impact disclosure and capital raising efforts.
United States
20 Apr 2016
2016 Proxy Season Checklist – What You Need To Know
As we roll into a new year and a new public company reporting season, public companies should be aware of a number of rule changes and rulemakings, SEC staff guidance, disclosure trends and emerging best practices relating to corporate governance, executive compensation, proxy access, shareholder engagement and other topics.
United States
1 Feb 2016
SEC Approves Changes To Private Offering Rules And Adopts New "Bad Actor" Prohibitions; Proposes Additional Changes To Better Monitor Private Offering Market
The U.S. Securities and Exchange Commission recently approved changes to Rule 506 of Regulation D under the Securities Act of 1933 to implement the elimination, mandated by the Jumpstart Our Business Startups Act.
United States
25 Jul 2013
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