Searching Content indexed under Securities by David Cifrino ordered by Published Date Descending.
Links to Result pages
Capital Markets & Public Companies Quarterly: Catching Up On The SEC's Active Second Quarter
In the second quarter of 2016, the US Securities and Exchange Commission (SEC) has been very active, adopting new rules and interpretations, issuing proposed rules...
United States
18 Jul 2016
SEC Proposes New Rules That Would Make Available Scaled Disclosure To More Companies
On June 27, 2016, the SEC proposed amendments to its rules and regulations that would expand the number of companies that qualify as "smaller reporting companies" by revising the thresholds for qualification that would largely impact companies with a public float of between $75 million and $250 million.
United States
8 Jul 2016
SEC Reins in Use of Non-GAAP Financial Measures with New Guidance
On May 17, 2016, the Securities and Exchange Commission issued six new Compliance & Disclosure Interpretations (C&DIs) and modified other existing C&DIs to provide additional guidance on the use of non-GAAP financial measures under Regulation G.
United States
24 May 2016
McDermott's Public Company & Capital Markets Quarterly: New Rules Impacting Disclosure, Governance And Capital Raising Efforts
During the first quarter of 2016, the Securities and Exchange Commission (SEC) and U.S. stock exchanges issued proposed and final rules that will likely impact disclosure and capital raising efforts.
United States
20 Apr 2016
2016 Proxy Season Checklist – What You Need To Know
As we roll into a new year and a new public company reporting season, public companies should be aware of a number of rule changes and rulemakings, SEC staff guidance, disclosure trends and emerging best practices relating to corporate governance, executive compensation, proxy access, shareholder engagement and other topics.
United States
1 Feb 2016
ISS And Glass Lewis Update Proxy Voting Guidelines For 2015
Institutional Shareholder Services Inc. (ISS) and Glass, Lewis & Co., LLC, issued their respective annual updates to their proxy voting guidelines on November 6, 2014.
United States
14 Nov 2014
SEC Approves Changes To Private Offering Rules And Adopts New "Bad Actor" Prohibitions; Proposes Additional Changes To Better Monitor Private Offering Market
The U.S. Securities and Exchange Commission recently approved changes to Rule 506 of Regulation D under the Securities Act of 1933 to implement the elimination, mandated by the Jumpstart Our Business Startups Act.
United States
25 Jul 2013
Public Company Priorities For The New Year
Looking ahead to 2013, directors, executives and general counsel of public companies can take some solace from the fact that 2012 was not a year in which a large number of significant new disclosure rules or governance requirements were adopted by the SEC or the stock exchanges as had regularly been the case in the prior 10 years.
United States
31 Dec 2012
Links to Result pages