Searching Content indexed under Corporate/Commercial Law by BakerHostetler ordered by Published Date Descending.
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SEC Settles Charges, Treasury Hears Testimony, Cryptojacking Report Released
Late last week, the SEC announced that it has settled charges with Bitqyck Inc. and its founders, Bruce Bise and Sam Mendez.
United States
11 Sep 2019
Time To Give Back? Strategies For Oil And Gas Producers Looking To Distribute Free Cash Flow To Stockholders
Shale explorers have long felt the pressure from public markets to generate positive free cash flow ‒ net income in excess of capital expenditure.
United States
9 Sep 2019
SEC Proposes Amendments To Modernize Business, Legal Proceedings And Risk Factor Disclosures Under Regulation S-K
On Aug. 8, 2019, the U.S. Securities and Exchange Commission (SEC) proposed amendments to modernize the description of business (Item 101)
United States
6 Sep 2019
U.S. Enforcement Actions Continue From OFAC, SEC, DoJ And IRS
On Wednesday, the U.S. Office of Foreign Assets Control (OFAC) identified three Chinese nationals and a related entity for allegedly manufacturing fentanyl and other drugs
United States
27 Aug 2019
Blockchain Capital Markets Platforms Achieve And File For Regulatory Approvals
The Intercontinental Exchange recently received approval from the New York State Department of Financial Services for its emerging bitcoin futures exchange platform
United States
27 Aug 2019
New Antitrust Policy Gives Credit To All Cooperators
On July 11, 2019, the Department of Justice ("DOJ") Antitrust Division announced a new policy to encourage companies to invest in comprehensive and effective antitrust compliance programs
United States
26 Aug 2019
Part 3: Companies Are Not Complying With The Safe Harbor Provision Of The DMCA
Once a company is found ineligible for DMCA safe harbor, it is vulnerable to be found liable for copyright infringement claims.
United States
23 Aug 2019
ICO Enforcement Actions Continue Amid Tax Bill, Senate Hearing and UN Report
Earlier this week, cease and desist orders were issued against two online investment entities, Zoptax LLC and Unocall, as part of an ongoing effort coordinated by the North American
United States
22 Aug 2019
Multiple ICO Enforcement Actions By SEC And State Regulators
This week the U.S. Securities and Exchange Commission (SEC) announced that it has settled charges against SimplyVital Health Inc
United States
22 Aug 2019
SEC Issues No-Action Letter, Financial Services Firms And Major Exchanges Make Moves, New Products Launched In Europe
This week, the U.S. Securities and Exchange Commission (SEC) issued to Pocket Full of Quarters Inc. (PoQ) a no-action letter related to PoQ's distribution of its Quarters product, an ERC20 token.
United States
20 Aug 2019
SEC Adopts Investment Adviser And Broker-Dealer Rulemaking Package, Highlighted By The New "Best-Interest" Standard
On June 5, 2019, the Securities and Exchange Commission (SEC) voted to adopt a highly anticipated set of rules addressing the standard of conduct of registered investment advisers
United States
20 Aug 2019
SEC Deliberates And Seeks Input To Ease Access To Unregistered Offerings
On June 18, 2019, the Securities and Exchange Commission (SEC) requested public comment on "Harmonization of Securities Offerings Exemptions"
United States
20 Aug 2019
SEC Issues Statement On Digital Asset Custody, Approves First Reg A+ Token Offerings
This week the U.S. Securities and Exchange Commission (SEC) and the U.S. Financial Industry Regulatory Authority (FINRA) issued a "Joint Staff Statement
United States
19 Aug 2019
CFTC Approves Bitcoin DCM, New Bitcoin ETF Proposed, Crypto IRA And Blockchain Depository Receipts Introduced
The Commodity Futures Trading Commission (CFTC) has announced approval of LedgerX's registration as a designated contract market (DCM) under the Commodity Exchange Act and CFTC regulations.
United States
16 Aug 2019
Cracking Down On Crypto Around The World
This week, the Securities and Exchange Commission (SEC) announced an action against Kik Interactive, Inc., alleging an illegal $100 million digital securities offering through which more
United States
26 Jun 2019
SEC Enforcement Actions Continue As New Cryptocurrency-Based Assets Launch
The SEC has brought a civil injunctive action in federal court against a California man claiming to be selling instructional packages,
United States
17 Jun 2019
SEC Proposes Changing Definitions Of Accelerated Filer And Large Accelerated Filer To Provide Relief To Smaller Reporting Companies
On May 9, 2019, the SEC proposed amendments to the accelerated filer and large accelerated filer definitions to "reduce costs for certain lower-revenue companies by more appropriately tailoring the types of companies ...
United States
6 Jun 2019
Show Me The Data: Investors Demand Better ESG Disclosures
Asset managers are always looking for a valuation edge. But even when key factors are identified, the data may not be available.
United States
4 Jun 2019
Blockchain Capital Markets Diversify Amid ICO Slumps; Regulators Issue New Warnings
As of this week, the World Bank and Commonwealth Bank have enabled secondary market trading recorded on the blockchain for bond-i ...
United States
31 May 2019
Clarity And Transparency: DOJ Issues Updated Corporate Compliance Guide
On April 30, 2019, the Criminal Division of the U.S. Department of Justice ("DOJ") released a new corporate compliance guidance document ...
United States
30 May 2019
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