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Searching Content indexed under Corporate/Commercial Law by Jeffrey Taft ordered by Published Date Descending.
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1
FDIC Proposes Changes To Securitization Safe Harbor Rule
Many banks have not made the investments in their systems to be able to provide asset-level data under the Reg AB requirements.
United States
29 Jul 2019
2
Minnesota Issues Guidance On Definition Of "Sales Finance Company" For Licensing Purposes
Minnesota Statute § 53C.02 prohibits a person from engaging in the business of a "sales finance company" within the State of Minnesota without a motor vehicle
United States
17 Jun 2019
3
Federal Reserve Proposes Significant Revisions To Regulatory Control Rules
On April 23, 2019, the Board of Governors of the Federal Reserve System (the "Board") approved a long-awaited proposal (the "Control Proposal" or "Proposal") to revise its rules for determining
United States
17 May 2019
4
NASAA Proposes Investment Adviser Model Cybersecurity Rule
On September 23, 2018, the North American Securities Administrators Association, Inc. ("NASAA") ...
United States
9 Jan 2019
5
5 Considerations For General Counsels Regarding The New York Cybersecurity Regulations
The cybersecurity regulation ("CyberRegs") adopted by the New York State Department of Financial Services ("NYDFS")
United States
6 Nov 2018
6
SEC Brings First Enforcement Action Under The Identity Theft Red Flags Rule
On September 26, 2018, the US Securities and Exchange Commission ("SEC") brought and settled charges against a registered broker-dealer/investment adviser (the "Registrant") for allegedly violating...
United States
25 Oct 2018
7
California Enacts TILA-Like Requirements For Business-Purpose Loans
New California legislation will impose disclosure requirements, similar to those under the federal Truth in Lending Act, on commercial-purpose loans of $500,000 or less, including arrangements...
United States
10 Oct 2018
8
TILA For Business Loans And Purchases Of Receivables? Factors, MCAs, Fintechs And Commercial Lenders Subject To New CA TILA-Like Disclosure Rules
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
United States
9 Oct 2018
10
Final Regulation Implementing the Volcker Rule
The US federal financial regulators recently approved the much-anticipated joint final regulation implementing the Volcker Rule.
United States
19 Dec 2013
11
The Dodd-Frank Wall Street Reform and Consumer Protection Act
On June 30, the US House of Representatives voted 237 to 192 to approve the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
29 Jul 2010
12
FDIC Proposal Links Market Reform to the Securitization Safe Harbor
On May 11, 2010, the Board of the Federal Deposit Insurance Corporation (FDIC) released a notice of proposed rulemaking (NPR) concerning the FDIC’s rule (the Rule) relating to the treatment of securitizations (and participations) in receivership or conservatorship (12 CFR 360.6).
United States
20 May 2010
13
The Latest on TALF
Since our latest Client Update on the Term Asset-Backed Securities Loan Facility (TALF), the program has evolved in important ways.
United States
 
30 Mar 2009
14
Emerging Issues in Securities Litigation: The Seventh Circuit’s recent interpretations of CAFA and SLUSA favor defendants in purported securities class actions*
Two recent decisions from the United States Court of Appeals for the Seventh Circuit add to the growing arsenal of arguments available to defendants in securities class actions who wish to litigate in federal court, with the attendant protections of the Private Securities Litigation Reform Act.
United States
 
30 Mar 2009
15
Treasury Department Releases Details on Public-Private Partnership Investment Program
On March 23, 2009, the US Department of the Treasury (Treasury), in conjunction with the Federal Deposit Insurance Corporation (FDIC) and the Board of Governors of the Federal Reserve System (FRB), released the long-anticipated details of its Public-Private Partnership Investment Program (PPIP).
United States
 
30 Mar 2009
16
The Rubber Hits the Road for the Term Asset-Backed Loan Facility
Marketing is almost complete for the first funding under the Term Asset-Backed Loan Facility (TALF). Key dates for the first and second fundings are:
United States
 
20 Mar 2009
17
FDIC Adopts Interim Rule on Temporary Liquidity Guarantee Program
On October 23, 2008, the Federal Deposit Insurance Corporation (FDIC) adopted an interim final rule (the Interim Rule) establishing the Temporary Liquidity Guarantee Program (TLG Program).
United States
27 Oct 2008
18
SEC Proposes Amendments To Its Privacy Rules (Regulation S-P)
The Securities and Exchange Commission (SEC) is proposing to amend Regulation S-P to require broker-dealers, investment companies, registered investment advisers and registered transfer agents to adopt comprehensive information security programs.
United States
9 Apr 2008
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