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Four Key SEC Whistleblower Trends ó And How Companies Can Prepare For Them
In this article, the authors identify four recent trends in the SEC's whistleblower program: a significant uptick in whistleblower bounties; awards for mid-investigation tips; the more lenient "objectively reasonable" standard for whistleblower protection from retaliation; and a continued focus on confidentiality agreements.
United States
3 Nov 2016
Four Things Companies Should Know About the SEC's 2015 Whistleblower Report
The SEC recently published data showing significant increases in tips received under its Dodd-Frank Whistleblower Program.
United States
24 Nov 2015
Donít Tread On Whistleblowers: Mitigating And Managing Retaliation Risks
As the Securities and Exchange Commissionís Whistleblower Program gains traction, reporting of compliance concerns is likely to increase.
United States
14 Jan 2014
Trends In Insider Trading Investigations Part II: How To Navigate Expert Networks
As discussed in Part I of this series on insider trading investigations, hedge funds and other institutional investors rely upon various sources of information in connection with their investment research activities.
United States
11 Dec 2013
Expect Renewed SEC Emphasis On Accounting Fraud
Law360, New York (October 04, 2013, 5:47 PM ET) -- In a Sept. 19 speech at an American Law Institute conference on accountantsí liability, U.S. Securities and Exchange Commission Enforcement Co-Director Andrew Ceresney described several of the investigative initiatives that are planned for the commissionís new Financial Reporting and Audit Task Force.
United States
14 Oct 2013
SEC Whistleblower Bounties: 10 Things Companies Can Do Right Now To Stay Ahead
Under the Securities and Exchange Commission's new whistleblower program, individuals who report potential securities violations to the SEC may be entitled to a reward of between 10 and 30 percent of any monetary recovery exceeding $1 million.
United States
10 Aug 2011
SEC Approves Sweeping Whistleblower Bounty
On Wednesday, May 25, 2011, the Securities and Exchange Commission issued its long-awaited final rules implementing the "Securities Whistleblower Incentives and Protection" provisions of the Dodd-Frank Act.
United States
1 Jun 2011
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