Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Fenwick & West LLP ordered by Published Date Descending.
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IRS Filing And Reporting Requirements For ISO Exercises And ESPP Stock Transfers For 2019
This client alert is intended to remind you of certain 2018 year-end reporting requirements under Section 6039 of the Internal Revenue Code of 1986, as amended (the Code)
United States
24 Jan 2019
Not So Fast: Court Rules Against SEC, Finding It Did Not Prove Blockvest Sold Tokens As Securities
Digital token issuers caught up in the onslaught of U.S. Securities and Exchange Commission investigations finally received some encouraging news regarding their token sales' exposure to federal securities laws.
United States
3 Dec 2018
Dual-Class Landscape Shifting For Tech Companies
​Fenwick securities co-chair James Evans talked to The Information about the growing trend of startup tech companies setting limits on founder power, partially as a response to investor and regulator
United States
22 Oct 2018
Takeaways From SEC's First Ever Enforcement Actions Against Cryptocurrency Firms For Failing To Register As A Broker-Dealer And Investment Company
Over the past year, the U.S. Securities and Exchange Commission has ramped up its scrutiny of cryptocurrencies and other digital token offerings
United States
28 Sep 2018
Not A Coin Toss: Regulatory Agencies Bringing Enforcement Actions Against Virtual Currency Start-Ups
The SEC also has been steadily staking out its territory as an enforcer of securities laws for interests tied to the value of virtual currencies.
United States
23 Nov 2015
Technology And Life Sciences IPO Survey – 2014, First Half
This report analyzes key aspects of initial public offerings for 76 technology and life sciences companies that went public in the first half of 2014.
United States
18 Aug 2014
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