Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Tracy Oley ordered by Published Date Descending.
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QFC Resolution Stay Regulations: Not Just For Derivatives
The Resolution Stay Regulations require GSIBs to amend or otherwise remediate a wide range of financial contracts and are reaching into potentially unexpected corners of the markets.
United States
21 May 2019
Volcker Rule Highlights And Initial Reactions
On December 10, 2013, five financial regulatory agencies adopted a final rule to implement the prohibitions on engaging in proprietary trading, and on owning, sponsoring or having certain relationships with hedge funds or private equity funds.
United States
3 Jan 2014
Application Of Dodd -Frank Requirements To Swaps Between Non-U.S. Swap Dealers And Non-U.S. Counterparties
On November 14, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission created confusion and consternation in the derivatives world by issuing an advisory indicating that certain requirements will apply to swaps entered into between a registered non-U.S. swap dealer and a non-U.S. person if the swap is handled by personnel or agents of the non-U.S. swap dealer located in the United States.
United States
25 Nov 2013
April 10 Deadline For Swap Reporting Postponed For Many Swaps Participants
Under Commodity Futures Trading Commission rules, nonregistered U.S. entities engaging in swaps activities faced a deadline of April 10, 2013 to report information with respect to all of their swaps to a "swap data repository", either by themselves reporting such information or by having their counterparties satisfy the reporting requirements.
United States
17 Apr 2013
Potential Impact Of The U.S. Dodd-Frank Act And Global OTC Derivatives Regulations
It is important to review the potential impact of U.S. regulations under Dodd-Frank on your OTC derivatives transactions and how they may interact with OTC derivatives regulation being developed in your home jurisdiction and elsewhere in the world.
United States
3 Apr 2013
CFTC Division Issues Letter Providing Relief For Certain Securitization Vehicles
On December 7, 2012, the Division of Swap Dealer and Intermediary Oversight (the "Division") of the Commodity Futures Trading Commission ("CFTC") issued CFTC Letter No. 12-45 ("Letter 12-45").
United States
18 Dec 2012
Dodd-Frank Derivatives 101: What In-House Counsel Needs To Know Now
So—you are in-house counsel to a company that, either occasionally or on a regular basis, enters into swaps.
United States
4 Dec 2012
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