Searching Content indexed under Fund Management/ REITs by Henry Fields ordered by Published Date Descending.
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Volcker Rule Relief For Foreign Banking Entities
On August 20, 2019, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) approved a final rule
United States
6 Sep 2019
Amendments To Volcker Rule Regulations
On August 20, 2019, the Office of the Comptroller of the Currency ("OCC") and the Federal Deposit Insurance Corporation ("FDIC") approved a final rule (the "2019 Final Rule")
United States
28 Aug 2019
Agencies Issue Final Rule Conforming Volcker Rule Regulations To 2018 Regulatory Relief Act
On July 22, 2019, five federal agencies (the "Agencies")[1] published a final rule (the "Final Rule"), which conforms the regulations implementing the Volcker Rule[2]
United States
31 Jul 2019
Agencies Propose Conforming Amendments To Volcker Rule Regulations
On December 18, 2018, five federal agencies released a proposed rule ("Proposed Rule") to conform the regulations implementing the Volcker Rule to statutory modifications provided by Sections 203 and 204 ...
United States
2 Jan 2019
Agencies Propose A More Tiered Approach To Large Bank Supervision
On October 31, 2018, the federal banking agencies released two separate proposals that, if adopted, would create a more consistent tiered approach to large bank supervision ...
United States
26 Nov 2018
HVCRE Exposures: New Regulatory Guidance
As reported in a prior Client Alert, financial services reforms enacted into law on May 24, 2018,1 clarified the treatment of acquisition, development, and construction ...
United States
31 Jul 2018
Federal Reserve Officially Extends Volcker Rule Conformance Period With Respect To "Legacy Covered Funds" To July 21, 2017
The Federal Reserve's July 7, 2016 order, extends until July 21, 2017 the deadline for banking entities to conform their investments in and relationships with legacy covered funds to the Volcker Rule's requirements.
United States
19 Jul 2016
Agencies Issue Guidance On Capital Deduction Requirement Under The Volcker Rule For Investments In Collateralized Debt Obligations Backed By Trust Preferred Securities Retained Pursuant To 12 CFR 248.16 ("Qualifying TruPs CDOs")
On Friday, March 4, 2016, the Volcker Inter-Agency Group1 posted a new frequently asked question (FAQ 21), clarifying the capital deduction requirement under the Volcker Rule for investments in Qualifying TruPS CDOs.
United States
16 Mar 2016
Volcker Rule: Federal Agencies Issue New Guidance Regarding The Seeding Period Treatment For Registered Investment Companies (RICs) And Foreign Public Funds (FPFs)
Under guidance issued on July 16, 2015 by the federal agencies responsible for implementing the Volcker Rule (the "Agencies") RICs and FPFs need not be treated as banking entities during a seeding period of up to three years.
United States
27 Jul 2015
New Volcker Rule Guidance On Foreign Public Funds And Joint Ventures
Foreign public funds that meet specified criteria are not "covered funds" under the Volcker Rule.
United States
18 Jun 2015
OCC’s Interim Volcker Rule Examination Procedures Provide Much-Needed Guidance To Banks Seeking To Comply
The OCC issued interim procedures for examiners to assess banks’ progress in developing a framework to comply with the requirements of the "Volcker Rule."
United States
7 Jul 2014
A User’s Guide To The Volcker Rule
The legislation known as the Volcker Rule was enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act and codified in Section 13 of the Bank Holding Company Act.
United States
7 Jan 2014
Extraterritoriality: The Volcker Rule
This bulletin summarizes in a single place the ways in which the Volcker Rule may reach outside the U.S. borders.
United States
20 Jun 2012
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