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Searching Content indexed under Financial Services by Morgan Lewis ordered by Published Date Descending.
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1
NFA Issues Internal Controls Guidance For Commodity Pool Operators
The National Futures Association (NFA) recently proposed an interpretive notice that would require members that are commodity pool operators (CPOs) to adopt and implement internal controls systems designed to deter fraudulent activity (Proposal).
United States
19 Dec 2018
2
IRS Extends Transition Relief For New Escheated IRA Tax Withholding, Reporting Rules
In Notice 2018-90, the Internal Revenue Service extends the transition relief period for the new escheated IRA federal income tax withholding and reporting rules by one year.
United States
11 Dec 2018
3
New York Employer Compensation Expense Program Registration Ends December 1
New York State recently established the Employer Compensation Expense Program allowing employers to elect to pay an Employer Compensation Expense Tax on payroll expenses paid to covered employees.
United States
5 Dec 2018
4
Notice 2018-78: Additional Guidance On Section 965 Proposed Regulations
In a recent notice published by the US Department of Treasury and Internal Revenue Service, the agencies provide additional guidance on the proposed regulations under Internal Revenue Code Section 965
United States
5 Oct 2018
5
NFA Proposes Interpretive Notice Mandating New Virtual Currency Disclosures
The National Futures Association's proposed virtual currency disclosure requirements would be applicable to futures commission merchant, introducing broker, commodity pool operator...
United States
7 Aug 2018
6
Seventh Circuit Decision Impacts Retailers Regarding Data Security Breach Damages And PIPA
In a world where massive data security breaches occur daily, aggrieved parties, including issuing banks, are seeking the bounds of loss recovery. Courts have been confronted with the question ...
United States
23 May 2018
7
China Continues Steady Opening Up Of Financial Services Sector
A recent announcement by Chinese authorities includes removing caps on foreign ownership in the financial services sector, and sets a clear roadmap to implement the reforms aimed at expanding foreign investment in China.
China
16 May 2018
8
Private Foundations May Now Own Philanthropic Businesses
Private foundations may now own philanthropic businesses whose profits are dedicated to charity without the prohibitive excess business holdings tax.
United States
20 Apr 2018
9
Turning Tides: Proposals To Limit The Outsourcing Of Tax Audits
Newly proposed legislation and regulatory amendments both seek to restrict the participation of private law firms in US taxpayer audits, which would severely limit the Internal Revenue Service's...
United States
5 Apr 2018
10
Fifth Circuit Vacates DOL Fiduciary Rule 選n Toto'
In a 2-1 decision, the US Court of Appeals for the Fifth Circuit struck down the US Department of Labor's (DOL) fiduciary rule, deciding in favor of a number of leading financial services industry ...
United States
22 Mar 2018
11
Fifth Circuit Vacates DOL Fiduciary Rule 選n Toto'
What does this mean, and what should financial institutions do now?
United States
21 Mar 2018
12
IRS, Treasury Issue Guidance On Section 965 Deemed Repatriation Rules, Signal Important Form 5471 Exception
Notice 2018-13 details the government's intent to issue regulations addressing additional Section 965 computational issues.
United States
24 Jan 2018
13
FBAR Filing Deadline Further Extended
Certain individuals who have only signature authority over foreign financial accounts now have until April 15, 2019 to file the Report of Foreign Bank and Financial Accounts.
United States
12 Jan 2018
14
IRS Provides Guidance On Tax Reform's New ァ 965 Deemed Repatriation Provision
On December 29, the US Internal Revenue Service (IRS) issued Notice 2018-07 indicating its intent to issue regulations for determining amounts included in gross income by a US shareholder under ァ 951(a)(1) by reason...
United States
5 Jan 2018
15
Extension Of Fiduciary Rule Transition Period Likely Official End Of November
On November 1, the White House Office of Management and Budget (OMB) received a much-anticipated notice from the US Department of Labor (DOL) named "18-Month Extension of Transition Period...
United States
17 Nov 2017
16
SEC Tackles MiFID II Research Issues
On October 26, 2017, the staff of the Securities and Exchange Commission (SEC), following consultation with European authorities, issued three coordinated no-action letters to...
United States
10 Nov 2017
17
The Martoma Decision: The Second Circuit Tackles Insider Trading Post-Salman
In Newman, defendants Todd Newman and Anthony Chiasson were "remote" or "downstream" tippees convicted of trading on material nonpublic information (MNPI) that they received from other tippees..
United States
31 Aug 2017
18
CFPB Offers Guidance On Deferred-Interest Programs And Disclosures
Many of you likely offer "no interest" promotions on store credit cards to your customers.
United States
19 Jul 2017
19
DOL Seeks Additional Comments On Fiduciary Rule
The US Department of Labor (DOL) released its "Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions" on June 29.
United States
18 Jul 2017
20
Nevada Imposes Fiduciary Obligations On Broker-Dealers And Investment Advisers
Broker-dealers and investment advisers with clients in Nevada should review the fiduciary obligations contained in new amendments to the Nevada financial planner statute that go into effect on July 1, 2017.
United States
3 Jul 2017
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