Searching Content indexed under Financial Services by Jones Day ordered by Published Date Descending.
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Tightened Regulations On Managers Of Funds Marketed To Japanese Investors Will Come Into Force Shortly
As outlined above, the Amendments will significantly tighten regulations on managers of funds marketed to Japanese investors.
1 Mar 2016
FSA Issues Final Rule To Amend Existing Direct Loan Program
In the January 21, 2016, Federal Register, USDA's Farm Service Agency ("FSA") issued a final rule to add Direct Farm Ownership Microloan ("DFOML") to the existing Direct Loan Program.
United States
18 Feb 2016
The Investigative Authority Of The New York Attorney General Is Not Without Its Limits
Much press ink has been spilled announcing yet another investigation or enforcement action by the New York Attorney General.
United States
5 Feb 2016
Remedies Proposed In UK Retail Banking Sector To Address Lack Of Competition
Market investigations involve in-depth reviews of markets as a whole to identify whether there are any features that have an adverse effect on competition.
29 Oct 2015
Corporate Tax Treatment Of Loans Between A French Head Office And A Non-French Branch
A French bank, acting from its head office, had advanced loans to various branches located in China, Philippines, India, Singapore, and Thailand.
3 Jun 2015
PCI DSS Version 3.1—SSL And Early Versions Of TLS Are Deemed No Longer Secure
On April 15, 2015, the Payment Card Industry Security Standards Council released Version 3.1 of the Payment Card Industry Data Security Standard.
United States
23 Apr 2015
FINRA And SEC Issue Cybersecurity Reports Identifying Common Industry Practices
New reports by FINRA and the SEC's Office of Compliance Inspections and Examinations highlight the increased regulatory focus in the financial sector on cybersecurity.
United States
9 Feb 2015
Highlights Of 2014
Latvia becomes the 18th nation to join the Eurozone.
9 Feb 2015
SAFE's New Circular 37 Enhances And Facilitates Round-Trip Investment Registration In PRC
This Commentary summarizes the key changes made under the New Rule and also compares these changes to Circular 75.
9 Sep 2014
New York State Department Of Financial Services Proposes Comprehensive Bitcoin Regulations
The New York State Department of Financial Services recently became the first state regulator to propose a regulatory framework for the bitcoin virtual currency industry.
United States
1 Sep 2014
Update On PRC Cross-Border Lending Transactions
Previously, overseas lenders found it difficult to get a PRC entity to guarantee or provide onshore security for loans made to that PRC entity's offshore affiliate.
21 Aug 2014
On The Road To EU Carbon Allowance Back-Loading
Directive 2003/87/EC establishing a scheme for greenhouse gas emissions allowance trading within the European Community and amending Council Directive 96/61/EC provides for general principles on the auctioning of EU carbon allowances
European Union
20 Feb 2014
Government's Annual Certification Claims Under The FCA Take A Hit In Federal Court In California In A Case Involving Individual Liability
In a recent decision, United States v. Reunion Mortgage, Inc., David Thayer and Kent Harvey, Case No. 13-02340 SBA, a federal court rejected annual certification claims, a backbone of the Department of Justice's mortgage fraud practice in recent years, in a case involving individual liability.
United States
15 Nov 2013
The New York State Department Of Financial Services: Leading The Charge To Regulate Bitcoin
As we have previously written, the New York Department of Financial Services is emerging as an aggressive regulator of financial institutions based in New York or doing business in the state.
United States
2 Oct 2013
PCAOB Proposes Important Changes To Audit Reports
The Public Company Accounting Oversight Board recently proposed new auditing standards that, if adopted, would substantially expand the content of audit reports.
United States
12 Sep 2013
The New York State Department Of Financial Services At The One-Year Mark: A New Aggressive Regulator Worth Following
Since the New York State Department of Financial Services began operations in late 2011, the agency appears to have lived up to its billing as an activist regulator of insurers and financial institutions.
United States
22 May 2013
California Supreme Court Allows Parol Evidence To Prove Fraud
A recent California Supreme Court case, Riverisland Cold Storage v. Fresno-Madera Production Credit Ass'n, is causing some anxiety among financial institutions and other businesses in California.
United States
5 Mar 2013
Offering Foreign Investment Funds In The UAE — A New Regime
The Securities and Commodities Authority of the United Arab Emirates has published a set of regulations relating to investment funds that significantly increase the regulation of both foreign and local investment funds active in the United Arab Emirates.
United States
7 Feb 2013
The Department Of Financial Services: New York's Newest Financial Regulator
A new financial regulator recently opened its doors for business in New York and instantly became a formidable agency with broad regulatory powers, including the authority to bring both criminal and civil law enforcement actions.
United States
8 Dec 2011
Corporate Acquisitions Through Debt-Equity Swaps in Germany
The German economy has experienced minimal growth for a number of years. Insolvencies have reached record levels, and the number of businesses outside of formal insolvency proceedings, but in need of restructuring, is significant.
1 Aug 2006
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