Searching Content indexed under Financial Services by Douglas Landy ordered by Published Date Descending.
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Douglas Landy To Speak At IIB's Risk Management And Regulatory Examination/Compliance Seminar
Milbank Financial Institutions Regulatory partner Douglas Landy will be speaking on a panel titled "Lessons Learned from Recent Enforcement Actions" at the IIB's annual Risk Management ...
United States
25 Sep 2019
Milbank's Douglas Landy To Speak On LSTA Webinar "Automated Revolving Credit Facility: Deciphered, Decoded, And Decrypted"
Milbank Financial Institutions Regulatory partner Douglas Landy will be a speaker during the LSTA's webinar titled "Automated Revolving Credit Facility: Deciphered, Decoded, and Decrypted" on May 10.
United States
15 May 2019
Partner Douglas Landy Comments In Law360 Article On Regulatory Rollbacks Following Mega Bank Merger
Milbank Financial Institutions Regulatory partner Douglas Landy was quoted in a recent Law360 article titled "Reg Rollbacks Seen As Bit Player in $28B BB&T-SunTrust Deal" ...
United States
19 Feb 2019
CCPs As Third Party Service Providers: Breach Notification Issues
Among the requirements placed on New York chartered- or licensed-financial institutions is that, pursuant to Section 500.17 (‘‘Notices to the Superintendent'') ...
United States
19 Oct 2018
Bitcoin And The Volcker Rule: Are Banks Banned From Cashing In On The Crypto Craze?
Leveraged Finance partner Douglas Landy, along with Alternative Investments Practice associate Jonathan Edwards and Leveraged Finance associate James Kong
United States
26 Sep 2018
Financial Institutions Regulatory Partner Douglas Landy Comments On Proposed Volcker Rule Changes In New York Times
On May 30, the Federal Reserve unveiled their proposed update to the Volcker Rule, which would give banks additional ability to make markets, hedge trades and make certain other investments.
United States
5 Jun 2018
Regulators Mull Changes To The Volcker Rule's Treatment Of Certain Foreign Excluded Funds
Leveraged Finance partner Douglas Landy, Alternative Investments special counsel Catherine Leef Martin, and Leveraged Finance associate James Kong published an article in Westlaw Journal Derivatives ...
United States
8 Nov 2017
"Financial Market Utilities: The Unintended Consequences Of H.R. 10, The Financial CHOICE Act, Or It Is Key To Be A QCCP Under Basel 3"
On June 8, 2017, the House of Representatives passed H.R. 10, the Financial CHOICE Act of 2017
United States
12 Jul 2017
European Central Bank (ECB) Publishes Final Guidance On Leveraged Lending Transactions
Following publication of its draft guidance on leveraged lending transactions on 23 November 2016 and conclusion of a public consultation process, the ECB has published the final form of its guidance...
United States
9 Jun 2017
"All That Glitters Is Not Gold": The Federal Reserve's Un-Supported Recommendation To Eliminate Merchant Banking Investments
On September 8, 2016, three federal agencies, the Board of Governors of the Federal Reserve the FDIC and the Office of the OCC issued a lengthy 107 page report to Congress and the FSOC.
United States
14 Sep 2016
"Are You My Mother?": Which Agency Governs What Swap Entity Under The Margin Rules For Non-Cleared Swaps?
On October 22, 2015, the federal prudential regulatory agencies issued a final margin and capital rule for covered swaps entities (the "Prudential Margin Rules").
United States
9 May 2016
Joint Ventures Under The Volcker Rule: A Modest Attempt To Bring The Joint Venture Exclusion Out Of The Regulatory Wilderness
It is an axiom of statutory and regulatory construction that words adopted as law must have some meaning capable of being applied.
United States
14 Mar 2016
Madden v. Midland Funding LLC – Implications And Potential Responses
This client alert focuses on the implications of the Second Circuit's decision in Madden v. Midland Funding, LLC and considers strategies for secondary market loan transactions that may mitigate its effects.
United States
15 Oct 2015
Out Of The Frying-Pan Into The Fire: Enforcement Of The Volcker Rule By The Five Agencies
Today, after more than five long years of commentary, proposals, rulemaking and endless questions of interpretation, the restrictions imposed by Section 619 of the Dodd-Frank Act...
United States
22 Jul 2015
Things The Media Believes The Volcker Rule Says … But It Actually Doesn’t
Section 619 of the Dodd-Frank Act (commonly known as the "Volcker Rule") is an extremely complicated piece of legislation and financial regulation.
United States
12 Feb 2015
Do Some Derivatives Qualify Under The Volcker Rule For The Liquidity Management Exclusion From The Proprietary Trading Prohibition?
Chapter 13 of the Bank Holding Company Act, as amended, (the "Volcker Rule") and the final rules issued thereunder prohibit covered banking entities from engaging in proprietary trading of financial instruments.
United States
2 Feb 2015
The Cart Before The Horse: How The Volcker Rule’s Reporting Requirements Accelerate Volcker Rule Implementation And Compliance
The recently adopted Volcker Rule contains two provisions that mandate the first effective compliance requirements of the Volcker Rule.
United States
10 Mar 2014
Inequitable: Investments In Non-Financial Companies Under The Volcker Rule
The recent passage of the final rule implementing Section 619 of the Dodd-Frank Act has prompted much discussion about the extent to which the Final Rule curtails the ability of financial holding companies to make equity investments in non-financial companies.
United States
16 Feb 2014
Title VII And The Volcker Rule: Same Swap, Different Rules
Now that the final rule implementing Section 619 of the Dodd-Frank Act, commonly known as the "Volcker Rule," has been implemented, banking entities engaged in swaps activities must plan how they will navigate the two different and overlapping regulatory regimes that will apply to the same transactions.
United States
16 Jan 2014
Still Global: The Final Volcker Rule And Its Impact On Foreign Banks
On December 10, 2013, five federal financial services regulatory agencies ("Agencies") promulgated the final rule ("Final Rule") implementing Section 619 of the Dodd-Frank Act, commonly known as the "Volcker Rule
United States
2 Jan 2014
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