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Searching Content indexed under Finance and Banking by Arian June ordered by Published Date Descending.
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Attorneys Caught In The Ethical Crosshairs: Secretkeepers As Bounty Hunters
Imagine you are counsel to a public company and are tasked with reviewing its annual 10-K. In the course of your review, you confer with a number of individuals in the finance and accounting functions and they report that a significant number of post-close adjustments were made at year end and these adjustments ..
United States
15 Apr 2014
2
Trends In Insider Trading Investigations Part I: How To Navigate Political Intelligence
Hedge funds and other institutional investors turn to various sources of information in connection with their investment research and diligence activities.
United States
5 Nov 2013
3
SEC Whistleblower Bounties: 10 Things Companies Can Do Right Now To Stay Ahead
Under the Securities and Exchange Commission's new whistleblower program, individuals who report potential securities violations to the SEC may be entitled to a reward of between 10 and 30 percent of any monetary recovery exceeding $1 million.
United States
10 Aug 2011
4
SEC Approves Sweeping Whistleblower Bounty
On Wednesday, May 25, 2011, the Securities and Exchange Commission issued its long-awaited final rules implementing the "Securities Whistleblower Incentives and Protection" provisions of the Dodd-Frank Act.
United States
1 Jun 2011
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