Searching Content indexed under Finance and Banking by Laura Bilas ordered by Published Date Descending.
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SEC Adds Two New Events To Rule 15c2-12: Could Have Far-Reaching Impact On Issuers And Obligors Of Municipal Securities
On August 20, 2018, the Securities and Exchange Commission ("SEC") issued Release No. 34-83885 (the "Release") adding two new events (the "New Events") ...
United States
5 Sep 2018
Insight: PACE Financing—A New Health Care Capital Access Vehicle
Property Assessed Clean Energy ("PACE") programs continue to expand across the country. Most recently, on June 12, 2018, Pennsylvania enacted legislation to bring PACE energy programs to that state.
United States
15 Aug 2018
The Phasing Out Of LIBOR: Initial Reaction And Preparation
As has been widely publicized, on July 27, 2017, the U.K. Financial Conduct Authority announced that LIBOR (London Interbank Offered Rate) the longtime global interest rate benchmark...
30 Oct 2017
New Regulations On Issue Price Of Tax-Exempt Bonds
On December 9, 2016, the Department of the Treasury and Internal Revenue Service (IRS) published final regulations on the definition of "issue price," for purposes of the arbitrage rules...
United States
28 Mar 2017
The SEC's Proposed Changes To Rule 15c2-12 Could Have Far-Reaching Impact On Issuers And Obligors Of Municipal Securities
On March 1, 2017, the SEC issued Release No. 34-80130 proposing several amendments to its Rule 15c2-12 that would add two new events to the list of events that must be included...
United States
23 Mar 2017
City Of Harrisburg Settles With SEC On Rule 10b-5 Violations
Recently, the SEC settled with the City of Harrisburg over violations of Rule 10b-5 in connection with material misstatements and omissions made by the City in its public statements and financial information, during a multi-year period.
United States
23 May 2013
Municipal Securities Issuers May Need to File Material Event Notices Due to Credit Rating Recalibrations
Municipal securities issuers may be buoyed by widespread credit rating recalibrations, which enhance the comparison of municipal securities to securities in other sectors.
United States
27 Apr 2010
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