With Helen Atkeson, Michel Benitez, John Gardner, Nichelle Johnson Billips, Anastasia Khokhryakova, Scott Lilienthal, Alethia Nancoo, Wanda Whigham
On December 20, 2010, the Securities and Exchange Commission (SEC or Commission) voted to propose Rules 15Ba1-1 through 15Ba1-7 (collectively, the Proposed Rules) to, among other things, establish a permanent registration regime with the Commission for municipal advisors and impose certain record-keeping requirements on such advisors.