With
John Adams,
Aatif Ahmad,
Azad Ali,
James Campbell,
Tobia Croff,
Thomas Donegan,
Scott Doyle,
Pierre-Nicolas Ferrand,
Mak Judge,
Oliver Linch,
George Milton,
William Murdie,
Matthew Readings,
Barnabas Reynolds,
Kolja Stehl,
Ellerina Teo
MiFID II introduces new laws addressing various structural and other issues relating to the operation of trading venues.
With
John Adams,
Azad Ali,
Christina Broch,
Natalie Caldwell,
James Campbell,
Thomas Donegan,
Anna Doyle,
Sylvia Favretto,
Jared Gianatasio,
Mak Judge,
Donald Lamson,
Oliver Linch,
Jennifer D. Morton,
William Murdie,
Donna Parisi,
Barnabas Reynolds,
Bradley Sabel,
Russell Sacks,
Kolja Stehl,
Ellerina Teo
In this newsletter, we provide a snapshot of the principal European, US and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructures, asset managers and corporates.
With
John Adams,
Azad Ali,
Christina Broch,
Natalie Caldwell,
James Campbell,
Thomas Donegan,
Anna Doyle,
Sylvia Favretto,
Jared Gianatasio,
Mak Judge,
Donald Lamson,
Oliver Linch,
Jennifer D. Morton,
William Murdie,
Donna Parisi,
Barnabas Reynolds,
Bradley Sabel,
Russell Sacks,
Kolja Stehl,
Ellerina Teo
ESMA published a letter from the European Commission (dated July 8, 2014) in response to ESMA's letter on May 8, 2014 regarding the frontloading issue under EMIR.
With
John Adams,
Azad Ali,
Christina Broch,
Natalie Caldwell,
James Campbell,
Thomas Donegan,
Anna Doyle,
Sylvia Favretto,
Jared Gianatasio,
Mak Judge,
Donald Lamson,
Oliver Linch,
Jennifer D. Morton,
William Murdie,
Barnabas Reynolds,
Bradley Sabel,
Russell Sacks,
Kolja Stehl,
Ellerina Teo
On 19 June 2014, the European Banking Authority published an updated version of its decision on reporting by national regulators to the EBA.
With
John Adams,
Azad Ali,
Christina Broch,
Natalie Caldwell,
James Campbell,
Thomas Donegan,
Anna Doyle,
Sylvia Favretto,
Jared Gianatasio,
Mak Judge,
Donald Lamson,
Oliver Linch,
Jennifer D. Morton,
William Murdie,
Barnabas Reynolds,
Bradley Sabel,
Russell Sacks,
Kolja Stehl,
Ellerina Teo
The legislation, which came into force on 22 June 2014, sets out the procedures to be followed by ESMA in its power to impose fines and periodic penalty payments.
With
John Adams,
Azad Ali,
Christina Broch,
Natalie Caldwell,
James Campbell,
Thomas Donegan,
Anna Doyle,
Sylvia Favretto,
Jared Gianatasio,
Mak Judge,
Donald Lamson,
Oliver Linch,
Jennifer D. Morton,
William Murdie,
Barnabas Reynolds,
Bradley Sabel,
Russell Sacks,
Kolja Stehl,
Ellerina Teo
In this newsletter, we provide a snapshot of the principal European, US and global financial regulatory developments.
