ARTICLE
11 August 2017

Formulas For Successful US Investing - The United States Securities And Exchange Commission (SEC) Investigations (Video)

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Mayer Brown

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Mayer Brown is a distinctively global law firm, uniquely positioned to advise the world’s leading companies and financial institutions on their most complex deals and disputes. We have deep experience in high-stakes litigation and complex transactions across industry sectors, including our signature strength, the global financial services industry.
This video series features topical interviews with our US partners addressing the most commonly asked questions about acquiring businesses and making investments in the United States.
Worldwide Corporate/Commercial Law

This video series features topical interviews with our US partners addressing the most commonly asked questions about acquiring businesses and making investments in the United States.

Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.

Originally published 7 August 2017

Learn more about China Inbound and Outbound Investment, Litigation & Dispute Resolution, Mergers & Acquisitions and Securities Litigation & Enforcement.

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This article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein. Please also read the JSM legal publications Disclaimer.

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