Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.
Article
浅谈私募基金投资者的权益保护:以某职务侵占案为视角——私募基金合规与风险防范实务探究系列②
近日,中国证监会严肃查处了私募基金玖瀛资产、腾创投资违法违规案件,暴露出部分私募机构在资金运作、关联交易及投资者权益保护方面的严重缺陷;上月初,国务院办公厅印发《关于加强监管防范风险促进私募投资基金高质量发展的指导意见》,从顶层设计上强化了私募基金监管框架A
China Finance
AB
AnJie Broad Law Firm
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Article
China’s A-Share Market Expands Closing-Price Trading: Implications For Funds And Institutional Investors
China's stock exchanges have implemented three major trading rule changes effective July 6, 2026, designed to enhance market quality and align practices with international standards. The reforms expand after-hours trading, modify public fund pricing mechanisms, and adjust price limits for risk-warning stocks. How will these structural changes impact institutional investors, ETF efficiency, and overall market participation in China's evolving capital markets?
China Finance
KG
K&L Gates LLP
Article
董责险与我国资本市场主要监管体系概述及保险公司实务应对要点(上篇)——董责险与资本市场监管体系概览
董责险的全称为“董事、监事及高级管理人员责任保险”,英文为Directors & Officers Liability Insurance,通常简称为D&O保险,是以董事、监事、高级管理人员(“董监高”)在执行职务过程中的不当行为造成第三方损害而应承担的赔偿责任为保险标的。
China Commercial
AB
AnJie Broad Law Firm
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Article
浅谈私募基金投资者的权益保护:以某职务侵占案为视角——私募基金合规与风险防范实务探究系列②
近日,中国证监会严肃查处了私募基金玖瀛资产、腾创投资违法违规案件,暴露出部分私募机构在资金运作、关联交易及投资者权益保护方面的严重缺陷;上月初,国务院办公厅印发《关于加强监管防范风险促进私募投资基金高质量发展的指导意见》,从顶层设计上强化了私募基金监管框架A
China Finance
AB
AnJie Broad Law Firm
Article
《信披办法》视角下私募基金管理人违规披露、不披露重要信息罪的适用边界——私募基金合规与风险防范实务探究系列①
近年来,随着私募基金行业的快速发展,“强监管、防风险”已成为行业主旋律,穿透式监管态势日益趋严。在募、投、管、退的全生命周期中,如何坚守合规底线?当管理人触碰刑事红线时,法律定性边界何在?而在风险爆发后,投资者又该如何在民刑交叉的复杂局面中寻找最优维权路径ᦃ
China Commercial
AB
AnJie Broad Law Firm
Article
China’s A-Share Market Expands Closing-Price Trading: Implications For Funds And Institutional Investors
China's stock exchanges have implemented three major trading rule changes effective July 6, 2026, designed to enhance market quality and align practices with international standards. The reforms expand after-hours trading, modify public fund pricing mechanisms, and adjust price limits for risk-warning stocks. How will these structural changes impact institutional investors, ETF efficiency, and overall market participation in China's evolving capital markets?
China Finance
KG
K&L Gates LLP
See more
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