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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

FCA Draft Guidance On Non-financial Misconduct Published Today

The Financial Conduct Authority (FCA) has today published its most recent paper on non-financial misconduct (NFM), clarifying its expectations on bullying and harassment in financial services.

United Kingdom Finance

BC

Bryan Cave Leighton Paisner

ESMA Final Report On The 2023-2024 Common Supervisory Action (CSA) On The Integration Of Sustainability Risks And SFDR Disclosures

ESMA's final report, published on 30 June 2025, identifies gaps and areas for improvement in the implementation of EU sustainable finance regulations by financial market participants...

European Union Finance

AM

Arendt & Medernach

The big issue with issuing – Can it be done without holding an AFSL?

Issuing a financial product is a financial service and, therefore, would seem to require the issuer to hold an AFSL.

Australia Finance

HN

Holley Nethercote

Louisiana Enacts Law Regulating Earned Wage Access Services

Louisiana has enacted a law that establishes a financial services oversight regime for earned wage access services, also known as on-demand pay services, which allow workers to access earned but unpaid income before payday.

United States Finance

GP

Goodwin Procter LLP

Introducing CARF - The OECD's Crypto-Asset Reporting Framework

Guernsey Finance

CO

Carey Olsen

From Principles To Practice: ESMA's Approach To Third-Party Risk Supervision

Ireland Finance

AC

Arthur Cox

CIBIL Defaults Can Cost You A Job: SBI's Clause 1(E) Stands Valid, Rules Madras HC

IL

IndiaLaw LLP

Horizon Scanner Finance: July 2025 - European Developments

Ireland Finance

AC

Arthur Cox

Texas And Louisiana Pass Revenue-Based Financing Disclosure Laws

United States Finance

MP

Manatt, Phelps & Phillips LLP

Crypto Funds In The Cayman Islands

Bermuda Finance

A

Appleby

How To Successfully Select And Implement A Financial System

United States Finance

R

Riveron

Upper Tribunal Upholds Ban From Financial Services Industry Senior Management Roles

United Kingdom Finance

LS

Lewis Silkin

Horizon Scanner Finance: July 2025 - Irish Developments

Ireland Finance

AC

Arthur Cox

PRA Policy Statement On Pillar 2A SME And Infrastructure Lending Adjustments

United Kingdom Finance

AG

Addleshaw Goddard

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Webinars

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9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Secured Lending

Project Finance

Alternative Investment Funds

Highlighted Content

Newsletter Du 11 Au 22 Décembre 2023 | N° 59

Switzerland Finance

MB

Monfrini Bitton Klein

Guernsey Partnerships: A Brief Guide

United Kingdom Finance

V

Verfides

Guernsey Trusts: A Brief Guide

United Kingdom Finance

V

Verfides

A Practical Guide On Debt Financing For A Luxembourg Holding Company: 10 Tax Situations To Monitor

Luxembourg Finance

CS

Chevalier & Sciales

Carry Forward Losses And Advance Tax Clearance Regarding A Financing Activity

Luxembourg Finance

CS

Chevalier & Sciales

Luxembourg EuVECA Managers And Luxembourg EuVECA Funds (European Venture Capital Funds)

Luxembourg Finance

CS

Chevalier & Sciales

ELTIFs (European Long-Term Investment Funds) And Luxembourg ELTIF Structures

Luxembourg Finance

CS

Chevalier & Sciales

A New Legal Landscape: A Close Look At Luxembourg's Arbitration Law Reform

Luxembourg Finance

CS

Chevalier & Sciales

Subscription Credit Facilities: Concentration Limits

United States Finance

MB

Mayer Brown

AIFMD II Timeline - Latest Developments

Luxembourg Finance

CS

Chevalier & Sciales

Capital Adequacy/BASEL

Horizon Scanner Finance: July 2025 - European Developments

The majority of Regulation (EU) 2024/1620 (the AMLA Regulation) applies from 1 July 2025. The Regulation establishes the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (the AMLA Authority) and sets out the scope of its role.

Ireland Finance

AC

Arthur Cox

PRA Consults On Phase 1 Of Pillar 2A Review

On 22 May 2025, the Prudential Regulation Authority (PRA) published consultation paper CP12/25, launching the first phase of its review of the Pillar 2A framework to address the impacts...

United Kingdom Finance

AG

Addleshaw Goddard

Alvarez & Marsal Releases Saudi Arabia Banking Pulse For Q1 2025

Kingdom of Saudi Arabia - June 30th, 2025 - Leading global professional services firm Alvarez & Marsal (A&M) has released its latest edition of the Kingdom of Saudi Arabia (KSA) Banking Pulse for Q1 2025.

Saudi Arabia Finance

AM

Alvarez & Marsal

Basel Innovation Credit: Overview Of Key Terms

Switzerland Finance

VA

Vischer AG

Federal Banking Agencies Propose Revision To Enhanced Supplementary Leverage Ratio

United States Finance

SJ

Steptoe LLP

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

US Banking Regulators Propose Enhanced Supplementary Leverage Ratio Reform

United States Finance

MB

Mayer Brown

The EU Makes Significant Changes To The Securitisation Regulations And Associated Prudential Rules

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Federal Banking Agencies Issue Proposed Rulemaking To Amend ESLR

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Flow-Through Shares For The Innovation Sector

Underlying the current financial crisis, developed economies continue to struggle with the twin challenges of a disruptive global re-ordering and the transition from industrial to knowledge-based economies.

NR

Norton Rose Fulbright Canada LLP

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

Termination Of Contracts After Initiation Of Insolvency Proceedings

Austria Commercial

SA

Schoenherr Attorneys at Law

The Top 10 SEC Enforcement Events Of 2011

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

Corporate Directors In Quebec In The Wake Of The Economic Crisis

Canada Commercial

L

Lavery

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

Legislative Proposal Intervention Act

Netherlands Finance

N

NautaDutilh

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Leasing

Banking And Finance Credentials - Aviation And Asset Finance

Arthur Cox is a full-service law firm with the capability to provide a 360 Irish law service to all participants in the aviation industry on all aspects of their business.

Ireland Finance

AC

Arthur Cox

Yeni Yatırım Teşvik Sistemi Kararına İlişkin Tebliğ (2025/1) Resmi Gazete'de Yayımlandı

Yatirimlarda Devlet Yardimlari Hakkinda Kararin Uygulanmasina İlişkin Tebliğ (Tebliğ No: 2025/1) 21.06.2025 tarihli 32933 sayılı Resmi Gazete'de yayımlanmıştır.

N

Nazali

Thailand Strengthens Supervision Of Car And Motorcycle Hire Purchase And Leasing

Thailand's Ministry of Finance has issued a royal decree placing the business of hire purchase and leasing of cars and motorcycles under the scope of the Financial Institution...

Thailand Finance

TG

Tilleke & Gibbins

Aviation Finance & Leasing Portugal 2025

Portugal Transport

P

PLMJ

Aircraft Leasing Business In GIFT City: A Quick Guide

TC

Tuli & Co

The Capetown Convention And Challenges Of Implementation In Nigeria

Nigeria Transport

OA

Olisa Agbakoba Legal (OAL)

Breaking Down The Amendments To The IFSCA Ship Leasing Framework

KC

Khaitan & Co LLP

The Cape Town Convention And Its Importance For The Aviation Industry In Malta

Malta Transport

BD

BDO Malta

India's Aviation Sector: Balancing Leasing And Insolvency

India Transport

Ka

Khurana and Khurana

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Private Equity & MBO's

Impact Of The JOBS Act On Private Fund Managers

The Jumpstart Our Business Startups Act (JOBS Act) has significant implications for managers of private funds.

United States Finance

ML

McGuireWoods LLP

What Should Funds Expect In SEC Examinations?

Recently, the Director of the SEC Office of Compliance Inspections and Examinations (OCIE), Carlo V. di Florio, addressed the Private Equity International Private Fund Compliance Forum.

United States Finance

BR

Blank Rome LLP

New NDRC Proclamation Renders Some RMB Funds And The QFLP Pilot Program Unattractive To Foreign GPs And LPs

On April 23, 2012, the National Development and Reform Commission ("NDRC"), China’s national agency for economic planning, made an announcement.

CW

Cadwalader, Wickersham & Taft LLP

The Euro Crisis – Contingency Planning for Asset Managers

United Kingdom Finance

D

Dechert

Integration Of ESG Factors Into Private Equity Investment And Management Processes

United States Commercial

FH

Foley Hoag LLP

New Guidance On Confidentiality Agreements

United States Litigation

RG

Ropes & Gray LLP

SBA Issues May 25 Call Notice For Early Stage Fund Managers

United States Finance

ML

McGuireWoods LLP

Advice About Advisory Boards

United States Commercial

FH

Foley Hoag LLP

Dodd Frank Update: Federal Banking Regulators Clarify Volcker Rule

United States Finance

D

Dentons

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Latest Videos

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Time To Claim Your Debt: Legal Procedures And Case Filing (Video)

AM

Dr Hassan Elhais

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Guernsey Funds Forum 2025 - 2 (Video)

G

Guernsey Finance

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

A Distinct Approach To Capital Investment: Alternative Investment Funds (AIF) (Video)

CP

Corporate Professionals

Upcoming Events

2025 ACA Women’s Investor Forum

FH

Foley Hoag LLP

Entering The European UCITS ETF Market

KG

K&L Gates LLP

Developments In FinTech Warehouse Facilities, Loan Purchase Facilities And Small Business Lending

HK

Holland & Knight

Is It High Noon For ESG? A Body Of Law Evolving Globally Under Litigation, Antitrust And Legislative Attack

HK

Holland & Knight

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