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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Atkins-Led SEC Brings First Enforcement Action For Compliance Failures Under The Marketing Rule

On September 4, 2025, the U.S. Securities and Exchange Commission (SEC) brought its first enforcement action under the Marketing Rule since Chair Paul Atkins was sworn in earlier this year—charging Meridian Financial...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

OCC Issues Two Bulletins On How It Will Deal With Debanking

The OCC has issued two bulletins clarifying how it will handle debanking at its supervised institutions.

United States Finance

BS

Ballard Spahr LLP

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

Senators Release Updated Discussion Draft Of The "Responsible Financial Innovation Act Of 2025"

On September 5, 2025, Senators Tim Scott (R-SC), Cynthia Lummis (R-WY), Bill Hagerty (R-TN), and Bernie Moreno (R-OH) released an updated discussion draft of the "Responsible Financial Innovation Act of 2025" ("RFIA")...

United States Finance

JD

Jones Day

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

CFTC Withdraws Guidance On Voluntary Carbon Credit Derivatives

United States Finance

BD

Beveridge & Diamond

Retail Partner & Managing Director Sonia Lapinsky Discusses What The Termination Of The "De Minimis Loophole" Means For Consumers In This Video Interview With Yahoo! Finance

United States Finance

A

AlixPartners

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

United States Finance

WS

Winston & Strawn LLP

Ahead Of The Curve: Navigating The Future Of The UK Senior Managers And Certification Regime

United States Finance

AO

A&O Shearman

Credibly Challenged Podcast - Interview With Paul Noring, Managing Director At BRG

United States Finance

MB

Mayer Brown

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Project Finance

Commodities/Derivatives/Stock Exchanges

Senators Release Updated Discussion Draft Of The "Responsible Financial Innovation Act Of 2025"

On September 5, 2025, Senators Tim Scott (R-SC), Cynthia Lummis (R-WY), Bill Hagerty (R-TN), and Bernie Moreno (R-OH) released an updated discussion draft of the "Responsible Financial Innovation Act of 2025" ("RFIA")...

United States Finance

JD

Jones Day

Illinois Enacts Crypto Law: What Does It Mean For The Industry?

On August 18, 2025, Illinois Governor JB Pritzker signed Senate Bill 1797, enacting, in his words, "first-of-their-kind safeguards in the Midwest for cryptocurrency and other digital assets."...

United States Technology

FL

Foley & Lardner

CFTC Withdraws Guidance On Voluntary Carbon Credit Derivatives

On September 10, 2025, the Commodity Futures Trading Commission (CFTC) formally withdrew its October 15, 2024 guidance titled "Commission Guidance Regarding the Listing...

United States Finance

BD

Beveridge & Diamond

Stablecoins Part 2: The Clarity Act Explained (Podcast)

United States Technology

KD

Kelley Drye & Warren LLP

Derivatives 2025 – Global Overview

United States Finance

KM

Katten Muchin Rosenman LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Why Can't We Be Friends? The SEC And CFTC Vow More Cooperation

United States Finance

JD

Jones Day

Illinois Enacts Its Own Digital Assets Laws

United States Technology

KG

K&L Gates LLP

Defining (Again) The Scope Of "Commodity"

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Credit Crisis and the Emergency Economic Stabilization Act

Trend Report - Focus On Financial Services

This is the first of a series of trend reports tailored for our clients and friends to help companies stay a step ahead of legal issues that may affect their businesses.

United States Finance

ML

Morgan Lewis

Outsourcing For U.S. Financial Institutions After Dodd-Frank: Regulation, Risk And Governance

The global economic crisis has powerfully re-taught a lesson that we have understood for some time — the whole world is economically connected.

United States Finance

D

Dechert

The Top 10 SEC Enforcement Events Of 2011

2011 was an eventful year for the Division of Enforcement at the U.S. Securities and Exchange Commission ("SEC"). Our assessment of the top ten SEC Enforcement events of 2011 is discussed below.

United States Criminal

W

WilmerHale

The Use Of ABX Derivatives In Credit Crisis Litigation

United States Finance

N

NERA

IRS Authorizes Optional TEDB Volume Cap Extensions, Requests Comments On Reallocation Of Volume Cap

United States Tax

DW

Dorsey & Whitney LLP

New California Law Will Restrict Cities' Access To Bankruptcy Under Chapter 9

United States Finance

GP

Goodwin Procter LLP

Asset Protection: Worth Another Look

United States Strategy

GS

Giordani, Swanger, Ripp & Phillips, LLP

S&P Downgrade Hurts Middle Tennessee Banks

United States Finance

WL

Waller Lansden Dortch & Davis

The Line Blog: The Line Reports from The Trigild Conference: Special Servicing Perspectives

United States Finance

HA

Hunton Andrews Kurth LLP

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Debt Capital Markets

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

"Debanking" occurs when depository institutions close or refuse to open customer accounts, either for permissible reasons (e.g., concerns about money laundering or other high-risk factors)...

United States Finance

WS

Winston & Strawn LLP

SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers

On September 4, 2025, the Securities and Exchange Commission (the "SEC") published its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions (the "Reg Flex Agenda").

United States Commercial

PR

Proskauer Rose LLP

Private Credit And Secured Hedges — Drafting Issues To Avoid

This article addresses numerous drafting issues identified in New York-law governed direct lending transactions that have either caused borrowers to seek amendments...

United States Finance

HH

Hughes Hubbard & Reed LLP

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Notice Regarding Pennsylvania Tax And Revenue Anticipation Notes

United States Tax

SS

Saxton & Stump

New Jersey Financial Services Legislative Update

United States Finance

HK

Holland & Knight

CFPB Seeks Comments On Raising 'Larger Participant' Thresholds

United States Finance

BS

Ballard Spahr LLP

Illinois Expands Collection Agency Act With New Licensing And Enforcement Provisions

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Seeks Comments On Increased Larger Market Participant Thresholds In 4 Key Markets

United States Finance

HK

Holland & Knight

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Charges, Mortgages, Indemnities

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

On September 4, the CFPB published its Spring 2025 Unified Agenda on the Office of Information and Regulatory Affair's website.

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

President Trump is appealing a federal judge's decision that blocked him from firing Lisa Cook from the Federal Reserve Board.

United States Finance

BS

Ballard Spahr LLP

Selling A House In San Diego Probate: Step-by-Step California Guide (2025)

United States Real Estate

O

Opelon

Illinois Proposes Regulations For Shared Appreciation Agreements Under The Residential Mortgage License Act

United States Finance

SM

Sheppard Mullin Richter & Hampton

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Recent Transactions

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Connecticut Repeals Mortgage Servicer Licensing Exemption For Licensed Mortgage Lenders

United States Finance

MB

Mayer Brown

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Latest Videos

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Do Arbitrators Follow The Law? A New Study Provides Data, But The Debate Continues (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 7 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

2025 Emerging Manager Forum

United States Finance

KG

K&L Gates LLP

Climate Week Roundtable with ICMA & Mayer Brown

United States Finance

MB

Mayer Brown

Capital Markets Know-How Series - Repackagings Are Back - New Product Trends -- Part I

United States Finance

MB

Mayer Brown

401(k) Plan Access To Alternative Investments

United States Finance

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—Washington, DC

United States Finance

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—Chicago

United States Finance

KG

K&L Gates LLP

CMBS 101: Introduction To Commercial Mortgage-Backed Securities

United States Finance

HK

Holland & Knight

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