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Earlier this week, the MFDA released a discussion paper intended to
provide guidance on the use by mutual fund dealers of investor
questionnaires to assist in the know-your-client process. Among
other things, the paper discusses topics such as designing an
investor questionnaire, implementation considerations and the
benefits and limitations of employing a questionnaire.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
