ARTICLE
28 February 2014

CSA Release Enforcement Report For 2013

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The Canadian Securities Administrators recently released their 2013 Enforcement Report, which summarizes the enforcement actions taken by CSA members over the last year.
Canada Corporate/Commercial Law

The Canadian Securities Administrators recently released their 2013 Enforcement Report, which summarizes the enforcement actions taken by CSA members over the last year.

According to the report, about $35.4 million in fines and administrative penalties were ordered in 2013, and just under $55 million in restitution, compensation and disgorgement. The report breaks down enforcement cases into a number of categories, with a majority of orders resulting from illegal distributions and fraud. Highlights of specific cases are also provided in the report.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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