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By Scott Moss, Cole Beaubouef, George Danenhauer
On October 31, 2011, the Securities and Exchange Commission (the "SEC") and the Commodity Futures Trading Commission (the "CFTC") jointly released final rules implementing Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which authorize the SEC to implement reporting requirements for federally registered investment advisers (or investment advisers that are required to be federally registered) with respect to the private funds that they manage.
When the National Hockey League’s (“NHL’s”) New Jersey Devils took the ice in their state-of-the-art $365 million Prudential Center in downtown Newark, New Jersey in October 2007, they became the sixty-fifth and most recent franchise in the United States’ four “major” professional sports (i.e., football, baseball, basketball, and hockey) to open a new or substantially renovated facility since 1996.
By Andrew Graw
In “LaRue v. DeWolff”, the Supreme Court reversed a long-standing rule of law that prohibited participants of 401(k) and other retirement plans from seeking individual relief for fiduciary duty breaches.