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By Dana Carson
In its recent decision in Lavender v Miller Bernstein LLP, the Court of Appeal for Ontario overturned a summary judgment decision imposing liability on the auditor of a now defunct securities dealer in a class action brought on behalf of the dealer's clients.
By Bruce O’Toole
Many financial advisors will change firms and have the experience of moving their book of business. There are many potential pitfalls that can occur in moving a book of business...
By Robert Brush, Michael L. Byers
Robert Brush and Michael L. Byers published their paper entitled "Separate, Independent and Confounding: Understanding Personal Liability for Corporate Acts" in the 2017 Carswell Annual...
By Alistair Crawley
To the extent it was ever really open, the door to relevant appeals from decisions of the Ontario Securities Commission ("OSC" or the "Commission") has inexorably been swinging closed.
By Anna Markiewicz
On July 14, 2016 the Ontario Securities Commission launched the Office of the Whistleblower, which administers the Whistleblower Program, the first paid whistleblower program by a securities regulator in Canada.
By Michael L. Byers
A recent Ontario Court of Appeal decision has arguably expanded the scope of a company's liability for the actions of those who control it.
By Clarke Tedesco
On March 20, 2018, the Ontario Securities Commission (OSC) published its Seniors Strategy, the purpose of which is to outline initiatives that the OSC is pursuing in relation to older individuals, ...