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Cadwalader, Wickersham & Taft LLP
 
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By David Williams
A former scientist at a California-based biotech company agreed to settle SEC insider trading charges.
By Cadwalader, Wickersham & Taft LLP
SEC final amendments relating to liquidity disclosures and Form N-Port classification reporting for open-end funds were published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
SEC final amendments to expand the definition of "smaller reporting company" ("SRC") were published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance granted exemptive and no-action relief to a technology company and two subsidiaries from certain tender offer requirements in connection with a complex series of transactions.
By Cadwalader, Wickersham & Taft LLP
Consumer Financial Protection Bureau ("CFPB") Acting Director Mick Mulvaney selected Brian Johnson as Acting Deputy Director of the CFPB.
By Cadwalader, Wickersham & Taft LLP
The SEC charged the former CEO of a payment systems company and his girlfriend with insider trading ahead of a merger announcement.
By Joseph Moreno
A federal jury in the U.S. District Court for the Eastern District of New York convicted a former hedge fund manager and a former securities trader of various securities fraud charges for their roles...
By Cadwalader, Wickersham & Taft LLP
The ARRC issued guiding principles to working groups on "fallback language for new financial contracts" in order to address risks and "minimize disruptions associated with a possible end...
By Kyle DeYoung
President Donald J. Trump signed an Executive Order ("E.O.") exempting administrative law judges ("ALJs") from Civil Service competitive hiring rules and examinations.
By Anne Tompkins
This practice note outlines five practical tips you can use as a summer associate to make the most of the social and networking events your firm has planned.
By Cadwalader, Wickersham & Taft LLP
A former Equifax employee agreed to settle SEC charges of trading on material nonpublic information. The case is similar to one brought earlier this year ...
By Joseph Moreno
Consumer credit reporting agency Equifax agreed to a Consent Order with the New York State Department of Financial Services ("NYDFS") and seven other state banking regulators that will require the company ...
By Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") issued the results of its yearly Comprehensive Capital Analysis and Review ("CCAR"). CCAR is an assessment of the capital adequacy...
By Nihal Patel
The CFTC and SEC (the "agencies") agreed to an updated Memorandum of Understanding ("MOU") to enhance regulatory coordination and facilitate information exchanges...
By Steven Lofchie
The SEC proposed a new rule that would modify the approval process for certain exchange-traded funds ("ETFs").
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