Home
Dechert
Michael L. Sherman
Michael L. Sherman
Dechert
Form PF Frequently Asked Questions Posted By The SEC Staff
02 Jul 2012 | United States
Proposed Legislation for Business Development Companies H.R. 5929: A Capital Increase for Business Development Companies
29 Jun 2012 | United States
Pay-To-Play: SEC Extends Compliance Deadline For Provisions Of Advisers Act Rule 206(4)-5 Limiting Payments To Third-Parties
25 Jun 2012 | United States
Exempt Reporting Adviser Q&A
04 Apr 2012 | United States
Court Challenges SEC’s Policy Of Allowing Settling Parties To "Neither Admit Nor Deny" Agency Allegations
16 Dec 2011 | United States
SEC And CFTC Adopt Private Fund Systemic Risk Reporting On Form PF
14 Dec 2011 | United States
SEC Adopts Large Trader Reporting Requirements
12 Oct 2011 | United States
SEC Adopts Final Rules Regarding Investment Adviser Registration And Amends Form ADV
14 Jul 2011 | United States
SEC Adopts Final Dodd-Frank Amendment Rules Regarding Registration of Investment Advisers
28 Jun 2011 | United States
Pay-To-Play: SEC Staff Provides New Guidance On Advisers Act Rule 206(4)-5
11 May 2011 | United States
Temporary Rule Regarding Principal Trades With Certain Advisory Clients And Proposed Interpretive Rule Under The Advisers Act Affecting Broker-Dealers
09 May 2011 | United States
SEC Proposes New Investment Adviser Oversight Rules
15 Dec 2010 | UK
New Registration Requirement in Dodd-Frank Legislation May Affect Advisors to State and Local Governments as Well as Persons Who Solicit Public Pension Funds
20 Sep 2010 | UK
A New Part 2: Amendments to Form ADV Bring Significant Changes to Investment Adviser Registration and Disclosure Requirements (Part 1)
07 Sep 2010 | UK
A New Part 2: Amendments to Form ADV Bring Significant Changes to Investment Adviser Registration and Disclosure Requirements (Part 2)
07 Sep 2010 | UK
The Impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act on the Registration Obligations of Private Fund Advisers
28 Jul 2010 | UK
Contact Details
London
London
UK

  © Mondaq® Ltd 1994 - 2024. All Rights Reserved.