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Katten Muchin Rosenman LLP
Daren R. Domina
Daren R. Domina
Katten Muchin Rosenman LLP
MiFID II—How It Affects Proprietary Traders And Algorithmic Traders
23 Nov 2011 | European Union
SEC Adopts Large Trader Reporting Rule
09 Aug 2011 | United States
SEC Adopts Rules Implementing Core Provisions Of Dodd-Frank That Apply To Investment Advisers
28 Jun 2011 | United States
SEC Issues Proposed Rules Requiring Registration Of Municipal Advisors
04 Mar 2011 | United States
Financial Reform Bill Reshapes Investment Adviser Regulation
16 Aug 2010 | United States
Senate Passes Financial Regulation Bill Requiring SEC Registration for Hedge Fund Managers with $100 Million or More under Management
07 Jun 2010 | United States
SEC Publishes Equity Market Structure Concept Release With Focus On High Frequency Trading, Co-Location, Market Data Latencies And Undisplayed Liquidity
03 Feb 2010 | United States
SEC Proposes New Market Access Rule And Approves Modifications To The Sponsored Access Rule Of The Nasdaq Stock Market
02 Feb 2010 | United States
SEC Adopts Custody Rule Changes For Investment Advisers
20 Jan 2010 | United States
Administration Bill Would Require Managers Of Hedge And Other Private Funds To Register As Investment Advisers
20 Jul 2009 | United States
SEC´s Proposed Amendments To Custody Rule Would Require Surprise Exams And Internal Control Reports
26 Jun 2009 | United States
OFAC Issues Guidance Regarding Scope Of OFAC Compliance Programs
12 Nov 2008 | United States
SEC Adopts Final Short Selling Rules
30 Oct 2008 | United States
New Emergency Short Sale Rules Effective September 18, 2008
19 Sep 2008 | United States
SEC Proposal Outlines Duties Of Mutual Fund Boards in Monitoring Best Execution
08 Sep 2008 | United States
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United States

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