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Katten Muchin Rosenman LLP
Ross Pazzol
Ross Pazzol
Katten Muchin Rosenman LLP
CFTC Issues Updated Relief For Cross-Border Trading Of Swaps On Qualifying Multilateral Trading Facilities In The European Union
30 Apr 2014 | United States
CFTC Issues Relief For Cross-Border Trading Of Swaps On Qualifying Multilateral Trading Facilities In The European Union
23 Feb 2014 | Worldwide
CFTC Proposes Revised Aggregation Rules
07 Nov 2013 | United States
CFTC Adopts Final Business Conduct Standards For Swap Dealers And Major Swap Participants
22 Feb 2012 | United States
MiFID II—How It Affects Proprietary Traders And Algorithmic Traders
23 Nov 2011 | European Union
SEC Adopts Large Trader Reporting Rule
09 Aug 2011 | United States
Summary And Analysis Of Dodd-Frank Rules For Investment Advisers - Registration Requirements, Exemptions, Family Offices, Performance Fee Eligibility
09 Aug 2011 | United States
SEC Extends Compliance Date For Certain Requirements Of The Market Access Rule
15 Jul 2011 | United States
CFTC, SEC Provide Dodd-Frank Relief For Effective Date Concerns
28 Jun 2011 | United States
SEC Adopts Rules Implementing Core Provisions Of Dodd-Frank That Apply To Investment Advisers
28 Jun 2011 | United States
SEC Issues Proposed Rules Requiring Registration Of Municipal Advisors
04 Mar 2011 | United States
CFTC and SEC Propose Definitional Tests for Swap Dealers and Major Swap Participants
21 Dec 2010 | United States
SEC Adopts New Rule Concerning Risk Management Controls for Broker-Dealers with Market Access
22 Nov 2010 | United States
FINRA Provides Guidance on Broker-Dealer Funding and Liquidity Risk Management Practices
12 Nov 2010 | United States
Wall Street Transparency and Accountability Act of 2010 Introduces Extended Period of Regulatory Uncertainty
18 Aug 2010 | United States
Financial Services Regulatory Reform Legislation Moves Forward
07 Jun 2010 | United States
Lehman Brothers Debtors File Joint Plan
22 Mar 2010 | United States
SEC Adopts New Short Sale Price Test Rules
12 Mar 2010 | United States
SEC Publishes Equity Market Structure Concept Release With Focus On High Frequency Trading, Co-Location, Market Data Latencies And Undisplayed Liquidity
03 Feb 2010 | United States
SEC Proposes New Market Access Rule And Approves Modifications To The Sponsored Access Rule Of The Nasdaq Stock Market
02 Feb 2010 | United States
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