Article 19 Sep 2011 New Disclosure Rules Proposed For Registered Firms In Canada: Account-Level Charges And Performance (Investment Management Bulletin - September 2011) Canada Finance
Article 24 Aug 2010 The Canadian Registration Regime: Canadian Regulators Propose "First Year" Amendments To National Instrument 31-103 And Other Developments Canada Finance
Article 08 Jun 2010 What's Ahead? At a Glance - Key Developments in Canadian Securities Regulation for the Investment Management Industry - Spring 2010 Canada Commercial
Article 05 May 2010 Reporting Obligations Related to Terrorist Financing for Registrants and Firms Relying on Registration Exemptions Canada Strategy
Article 08 Oct 2009 Canadian Registration Regime Effective As Of September 28, 2009 : “National Instrument 31-103 Registration Requirements And Exemptions Now In Force” Canada Strategy
Article 22 Jun 2009 Final Version Of National Registration Requirements Rule Expected By Mid-July 2009 Canada Finance
Article 06 Nov 2008 Registrant Regulation And Compliance Alert Status Of Registration Reform Proposals: In Force No Earlier Than Fall 2009 Canada Commercial
Article 04 Nov 2008 Autorité Des Marchés Financiers Publishes Draft Regulation To The Derivatives Act (Québec) Canada Strategy
Article 05 Mar 2008 Canadian Securities Regulators Release Second Version Of Comprehensive Registration Regime For Comment Canada Finance
Article 15 Feb 2008 Registrant Regulation and Compliance Alert - Recent Compliance Issues Canada Commercial
Article 12 Feb 2008 Canadian Securities Regulators Propose Revised Rules To Regulate Use Of Client Brokerage Commissions Canada Strategy
Article 27 Nov 2007 Ontario Securities Commission Staff Notice Released On Marketing Practices Of Registered Advisers Canada Finance