Honeysett v The Queen [2014] HCA 29
'[The] evidence gave the unwarranted appearance
of science to the prosecution case that the appellant and Offender
One share a number of physical characteristics ... "Offender
One and the appellant are both ectomorphic" – was apt to
suggest the existence of more telling similarity than to observe
that each appeared to be skinny.'
– French CJ, Kiefel, Bell, Gageler and Keane
J
The recent High Court judgment of Honeysett v The Queen illustrates the difference between an expert opinion based on 'specialised knowledge' and a subjective judgement call that's best left to the judge or jury. In its unanimous decision, the High Court also considered how an expert's use of complicated language can mislead, rather than assist, the court.
Background
On 17 September 2008, an armed robbery occurred at a hotel in Sydney's Northern Beaches. CCTV cameras recorded images of one of the offenders ('Offender One'), whose identity was obscured by clothing covering his entire body and face. Police later arrested a man ('the accused') who had DNA and other circumstantial links to the offence, and whose appearance matched the (vague) descriptions provided by witnesses.
At trial, the key evidence led by the prosecution was given by Professor H, an expert in anatomy and anthropology, who compared the physical traits of Offender One with the accused. Professor H noted that statistical measurement of Offender One's body was impossible because of the camera angle and low image quality. Rather, a comparison had to be made based on a qualitative judgment. For his report, Professor H had first viewed the CCTV recording and noted the physical characteristics of Offender One, describing him as:
Professor H then analysed a video of the accused moving around in custody and described him as:
Professor H's report noted that he was unable to find any characteristics distinguishing Offender One from the accused, and concluded that "[t]here is [a] high degree of anatomical similarity between [Offender One and the accused]". At trial, he elaborated on his report's conclusions through oral evidence.
The prosecution, wary of submitting evidence likely to be struck out, omitted this 'high degree of similarity' assertion from their case, but still included the less equivocal statement that Professor H couldn't identify any distinguishing features. In closing, the prosecutor told the jury:
Was the evidence admissible?
At trial, the defence objected to the inclusion of the report in evidence, arguing that it was inadmissible under the Evidence Act 1995 (NSW). Reports from two other anatomical experts questioned the validity of Professor H's conclusions, arguing that his methods were too subjective given the circumstances.
The Legislation on Expert EvidenceSection 76(1) of the Evidence Act states that "Evidence of an opinion is not admissible to prove the existence of a fact about the existence of which the opinion was expressed." Section 79(1) – an exception to the opinion rule – states that "If a person has specialised knowledge based on the person's training, study or experience, the opinion rule does not apply to evidence of an opinion of that person that is wholly or substantially based on that knowledge." In this context, 'knowledge' is assigned its ordinary dictionary meaning: 'acquaintance with facts, truths, or principles, as from study or investigation'2, and 'specialised knowledge' means something beyond common knowledge, subjective beliefs, or unsupported speculation3. |
Prior to the jury being empanelled, a voir dire was held to determine whether Professor H's evidence was based (wholly or partially) on his 'specialised knowledge' (arising from his training, study or experience).
Professor H identified his specialised knowledge as anatomy, biological anthropology, and 'forensic identification' – which he described as the 'comparison of individuals based on the inspection of images'. Since his specialised knowledge in the field was accepted, the relevant question was whether the evidence he presented was (at least partially) based on that specialised knowledge – and not merely a subjective opinion based on common-sense or ordinary judgement.
At trial, Professor H's report was allowed into evidence, with Bozic DCJ determining on the voir dire that the expert's opinions were based on his specialised knowledge. The defence appealed on this issue to the Court of Criminal Appeal, but Macfarlane AJ dismissed the appeal on the basis that:
The defence subsequently appealed to the High Court. In their submissions, the defence cited the well known case of Morgan v The Queen4, in which Professor H had also given evidence in similarly controversial circumstances. In that case, his report was disallowed by the NSW Court of Criminal Appeal because of the lack of explanation of his methodology or research into its accuracy.
The prosecution submitted that the present case could be differentiated from Morgan, because Professor H's report in the latter case went one step further by concluding there was a 'high degree of anatomical similarity' between people in two images.
The High Court's Ruling
In a unanimous judgement, French CJ and Keifel, Bell, Gageler and Keane JJ allowed the appeal, concluding that Professor H's opinion was not based wholly or substantially on his specialised knowledge:
Aside from this guidance as to s 79(1) of the Evidence Act, the judgment also cautioned against using unnecessarily technical terms in expert reports:
Significance
In this case, the wording used by the expert in his report was not only unhelpful, but had the potential to mislead the intended audience (the jury). This case and others5 demonstrate a willingness by the Australian courts to more closely scrutinise expert evidence, in terms of its admissibility, the way that it is presented, and its use at trial.
Prior to this decision, some commentators had suggested6 that Australian courts were admitting too many novel forms of expert evidence. In the foreword to our recent book Expert Evidence: Recent Cases7, barristers Ian Freckelton QC and Hugh Selby discussed R v Dastagir,8 a similar case where expert CCTV identification was allowed by the Supreme Court of South Australia. They disagreed with that Court's liberal approach to admissibility, arguing that unless it is specialised and enabling to the layperson, juries do not require 'expert help' on everyday matters such as the recognition of a face: 'If there is something specialised about it then every cosmetic sales person who spends their days advising store customers what to apply to their face is equally expert help to jurors'.
As always, experts should be as clear as possible in explaining their methodology, ensuring that their opinions are expressed in clear and appropriate language and are confined to their area of expertise – or the courts may not accept their opinions at 'face value'.
Footnotes
1Macquarie Dictionary, rev 3rd ed
(2001) at 1054.
2See Chief Justice Spigelman's judgment in R v
Hien Puoc Tang [2006] NSWCCA 167 [at 138], citing the US case
of Daubert v Merrell Dow Pharmaceuticals, Inc [1993] USSC
99.
3Honeysett v The Queen [2013] NSWCCA 135 at
[63].
4Raymond George MORGAN v R [2011] NSWCCA
257.
5See, for example, the High Court case of Fitzgerald v
The Queen [2014] HCA 28, where upon close scrutiny an expert's
opinion on DNA evidence was thrown out because of subtleties in the
evidence.
6See the Sydney Law Review journal Volume 36 No 2
'Before the High Court – Honeysett v The Queen: Forensic
Science, 'Specialised Knowledge' and the Uniform Evidence
Law' by Gary Edmond and Mehera San Roque
7A copy of the eBook version of Expert Evidence: Recent
Cases is available online at
kordamentha.com/publications/expert-evidence-ebook-request.
8R v Dastagir [2013] SASC 26. In June 2014, special
leave to appeal this decision to the High Court was
refused.
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