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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Alan Kaplinsky Spotlighted On LexBlog's Real Lawyers Podcast (Video)

This comprehensive conversation opens by discussing the origins of the group's blog, which launched on the very same day that the CFPB became operational.

United States Finance

BS

Ballard Spahr LLP

Series SAFE Preferred: Next-Gen Financing Tool For Founders And Investors

How is Series SAFE Preferred different? Unlike SAFEs, Series SAFE Preferred is actual stock under a filed charter. Investors gain stockholder rights from day one...

United States Finance

M

Mintz

FTC Permanently Bans Small-Business Financing Firm And CEO For Alleged UDAP And Telemarketing Violations

On November 17, the FTC announced a final court order permanently banning a small-business financing company and its chief executive from offering business financing, debt relief, and credit repair services and imposing a $48,280,328 monetary judgment to resolve allegations of unfair or deceptive acts or practices under the Federal Trade Commission Act

United States Finance

SM

Sheppard Mullin Richter & Hampton

So You Want To Apply To Become A CFTC-Registered Designated Contract Market (DCM)? Here's What You Should Know

In 2025, applications and inquiries to register with the Commodity Futures Trading Commission (CFTC or Commission) as a derivatives exchange have noticeably increased...

United States Finance

KM

Katten Muchin Rosenman LLP

CFPB Proposed Rule Dramatically Revises ECOA

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Says Its Funding Structure Is Unconstitutional But A New Bureau Director Is Nominated

United States Finance

SM

Sheppard Mullin Richter & Hampton

Today's Podcast Episode: Fair Lending Developments Under Trump 2.0 – Part 2

United States Finance

BS

Ballard Spahr LLP

Federal Reserve Board Releases Memo Regarding Approach To Bank Supervision

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Fair Lending Developments Under Trump 2.0 – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

New Concerns For Bank Fintech Partnerships: 10th Circuit's DIDMCA Decision Is The First Ripple In An Anticipated Wave

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Case Involving Gifts And Entertainment

United States Finance

KM

Katten Muchin Rosenman LLP

State Regulators Announce Enforcement Priorities

United States Finance

KM

Katten Muchin Rosenman LLP

Podcast Fair Lending Developments Under Trump 2.0 – Part 2

United States Finance

BS

Ballard Spahr LLP

Key Takeaways On The 2025 Infrastructure Market And 2026 Outlook From Infrastructure Investor America Forum

United States Finance

RG

Ropes & Gray LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Banking Regulation

Project Finance

Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

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Project Finance/PPP & PFI

The Evolution Of Whistleblower Lawsuits In PPP Loan Fraud

In the heat of the Covid-19 pandemic, the U.S. Congress passed the Coronavirus Aid, Relief, and Economic Security Act, more widely known as the CARES Act...

United States Criminal

MS

Miller Shah

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

In today's project finance landscape, legal structuring and risk allocation are inseparable from the political risk insurance that underpins bankability in emerging markets.

United States Finance

HH

Hughes Hubbard & Reed LLP

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

The U.S. DOJ has escalated its scrutiny of foreign-affiliated companies that received PPP loans by certifying compliance with employee count requirements...

United States Finance

BT

Barnes & Thornburg LLP

$50 Billion Rural Hospital Fund: Applications Begin In September

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

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Acquisition Finance/LBOs/MBOs

U.S. Private Equity Market Recap - September 2025

While deal count is down 5% on a YTD basis compared to 2024, dealmakers believe the market is improving and transaction activity has the potential to accelerate over the coming months.

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

With apologies to the pseudonymous children's book author Watty Piper, this is the story of a humble buy-sell provision in a family-owned LLC's operating agreement...

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

In the high-stakes world of bankruptcy asset acquisitions, Bankruptcy Code Section 363 provides a powerful mechanism for purchasing assets "free and clear" of most claims, liens, and encumbrances.

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

LPs Seek Ways To Share Profits In Continuation Fund 'Quick Flips'

United States Finance

M

Mintz

Question Of The Week: What Types Of Creative Financing Are You Seeing In Deals Lately? Why Are We Seeing An Increase Of These Structures?

United States Finance

PR

Proskauer Rose LLP

Transaction Planning And Execution

United States Commercial

AC

Ankura Consulting Group LLC

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Fund Management/ REITs

Reminder: Compliance With Amendments To Regulation S-P Is Required As Of December 3, 2025

In May 2024, the Securities and Exchange Commission (the "SEC") adopted amendments to Regulation S-P (the "Amendments"). Compliance with the Amendments...

United States Wealth Mgt

PR

Proskauer Rose LLP

Podcast Fair Lending Developments Under Trump 2.0 – Part 2

Today's episode marks the second of a two-part series, with Part One having been released on November 13th.

United States Finance

BS

Ballard Spahr LLP

Key Takeaways On The 2025 Infrastructure Market And 2026 Outlook From Infrastructure Investor America Forum

What is the current outlook for North American infrastructure? Ropes & Gray attorneys explored this question at the Infrastructure Investor America Forum in New York on November 4–5, drawing...

United States Finance

RG

Ropes & Gray LLP

IRS Takes A Second Look At The FIRPTA Look-Through Rule And Reverses Course

United States Tax

CW

Cadwalader, Wickersham & Taft LLP

Free Up Your Top Performers: Why Third-Party Audit Support Empowers Your Accounting Team For Growth

United States Accounting

R

Riveron

California Market-Based Sourcing Regulations: Effect On Asset Managers

United States Wealth Mgt

D

Dechert

APAC Monthly Private Wealth Legal Developments – October 2025

Worldwide Commercial

KL

Herbert Smith Freehills Kramer LLP

Global Survey Of ESG Regulations For Asset Managers

Worldwide Finance

KG

K&L Gates LLP

Derivatives For REITs: Managing Risks And Rewards

United States Finance

GP

Goodwin Procter LLP

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—West Coast

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—New York

KG

K&L Gates LLP

The Changing Landscape Of Maritime Asset Finance

HK

Holland & Knight

Bisnow's New York Condos Conference - Asset Management Strategies, Condo Associations, Boards & Leveraging All Condominium Models

KL

Herbert Smith Freehills Kramer LLP

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