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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

OCC Issues Two Final Rules To Reduce Regulatory Burden On Community Banks (National Banks And Federal Savings Associations And Banks)

The Office of the Comptroller of the Currency (OCC) recently adopted two final rules designed to reduce regulatory burden on community banks. The rules expand streamlined licensing procedures for qualifying community banks...

United States Finance

BS

Ballard Spahr LLP

Michael Didiuk Discusses Converting Private Funds Into Registered Funds To Access Retail Capital

Financial Markets and Funds Partner Michael Didiuk spoke with Private Equity Law Report about the trend of fund managers converting private funds into registered funds under the Investment Company Act of 1940.

United States Finance

KM

Katten Muchin Rosenman LLP

The Retailization Of Private Markets In The US Presents Opportunities For European Managers

The trend toward widening private market access to retail investors is global, but it presents European managers with particular opportunities to reach investors in the biggest market of all: the United States.

Worldwide Finance

GP

Goodwin Procter LLP

OCC Issues Final Rule Clarifying Authority For National Banks

On February 27, the OCC announced a final rule clarifying that national trust banks may engage in certain non-fiduciary activities—such as custody and safekeeping of assets—alongside traditional trust services.

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Federal Reserve Proposes Rules To Codify Removal Of "Reputation Risk" From Bank Supervision

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Today's Podcast Episode: Credit Card Rate Caps And The Credit Card Competition Act: The Right Problem, The Wrong Tools?

United States Finance

BS

Ballard Spahr LLP

Basel Committee Publishes Report On Synthetic Risk Transfer Markets

Worldwide Finance

JD

Jones Day

Mortgage Banking Update - March 5, 2026

United States Finance

BS

Ballard Spahr LLP

New York City Adopts Sweeping SHIELD Debt Collection Rule: How It Differs From Prior DCWP Rules And CFPB Regulation F

United States Finance

BS

Ballard Spahr LLP

New York Proposes New Regulations For Buy-Now-Pay-Later Loans

United States Finance

GP

Goodwin Procter LLP

Carl Kennedy Breaks Down The Future Of Prediction Markets

United States Finance

KM

Katten Muchin Rosenman LLP

Decoding CFTC's Emerging Framework For Leveraged Retail Spot Crypto Trading In The United States

Worldwide Finance

TLP Advisors

The GENIUS Act In Action: The OCC Proposes Stablecoin Regulations

United States Finance

JD

Jones Day

Credit Card Rate Caps And The Credit Card Competition Act: The Right Problem, The Wrong Tools? (Podcast)

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Basel Committee Publishes Report On Synthetic Risk Transfer Markets

The Basel Committee on Banking Supervision has published a comprehensive report analysing the rise of synthetic risk transfer ("SRT") markets, finding that synthetic risk transfer transactions...

Worldwide Finance

JD

Jones Day

Vice Chair Bowman Talks Tailoring

Vice Chair Bowman tied together three threads that have appeared across her prior speeches — tailoring, transparency, and pragmatism — and translated them into near-term supervisory and capital priorities.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Regulatory Monitoring: EU Version

The ESRB published a report on financial stability risks from linkages between banks and the non-bank financial intermediation (NBFI) sector.

European Union Finance

AO

A&O Shearman

OCC Unveils First Comprehensive Federal Rulemaking For Stablecoin Issuers

United States Finance

ST

Simpson Thacher & Bartlett

OCC Proposes Implementing Regulations For Payment Stablecoin Issuers Under The GENIUS Act

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Land Development And Site Improvement Financing: Project Execution And Capital Coordination To Drive Activity In 2026

United States Finance

BS

Ballard Spahr LLP

Trends In Ship Finance

United States Transport

HK

Holland & Knight

NCUA Issues 2026 Supervisory Priorities Letter Emphasizing Safety, Soundness, And Risk-Focused Examinations

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

Prudential Regulation In 2026: Priorities In Capital, Ring-fencing, Recovery And Resolution, And Operational Resilience Requirements

Worldwide Finance

AO

A&O Shearman

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Charges, Mortgages, Indemnities

Mortgage Banking Update - March 5, 2026

March 5 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

Unveiling The Homebuyers Privacy Protection Act: Safeguarding Consumer Data In Mortgage Transactions

New Homebuyers Privacy Protection Act ending abusive use of mortgage credit trigger leads takes effect March 4, 2026

United States Privacy

LB

Lewis Brisbois Bisgaard & Smith LLP

Vice Chair Bowman Talks Tailoring

Vice Chair Bowman tied together three threads that have appeared across her prior speeches — tailoring, transparency, and pragmatism — and translated them into near-term supervisory and capital priorities.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Commonhold Reform: What The Draft Bill Tells Us

United States Real Estate

WB

Womble Bond Dickinson

Florida District Court Upholds CFPB's Residential PACE Rule

United States Finance

SM

Sheppard, Mullin, Richter & Hampton LLP

FINRA Triples Long-Standing Annual Gift Limit

United States Finance

HK

Holland & Knight

NAIC Working Group Discusses Potential Changes To Life Risk-Based Capital Factors For Certain Asset Classes

United States Insurance

MB

Mayer Brown

Court Of Appeal Confirms Transferee Lender May Maintain Inherited SVR And Clarifies Limits Of CCA Unfair Relationship Remedies For Regulated Mortgages

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Supreme Court Of Ohio Concludes That Mortgage Borrowers Do Not Need To Suffer Actual Harm To Recover Monetary Damages If Lender Fails To Timely Record Mortgage Release

United States Litigation

CH

Calfee Halter & Griswold

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Project Finance/PPP & PFI

High Court Upholds Broker's Entitlement To US$2.25m Success Fee Under Tripartite Mandate Despite Limited Involvement In Funding Process

The High Court has held that a mining finance broker was contractually entitled to a success fee of US$2.25 million in connection with funding provided by a major international investor...

United States Real Estate

KL

Herbert Smith Freehills Kramer LLP

Interconnection Deposit Financing: A Novel Approach

Topping the early to-do list for developers of renewable energy projects is snagging a spot in the interconnection queue.

United States Finance

FL

Foley & Lardner

Sustainable Energy & Infrastructure Client Feature — January 2026

This month we're pleased to feature our client, Wilmington Trust, N.A. A leader in institutional client services and wealth management, Wilmington Trust is a subsidiary of M&T Bank that offers corporate trust, custody...

United States Wealth Mgt

M

Mintz

The New AIEN Long-Term LNG SPA

United States Energy

B

Bracewell

The Evolution Of Whistleblower Lawsuits In PPP Loan Fraud

United States Criminal

MS

Miller Shah

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

United States Finance

HH

Hughes Hubbard & Reed LLP

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

United States Finance

BT

Barnes & Thornburg LLP

$50 Billion Rural Hospital Fund: Applications Begin In September

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

See more

Fund Management/ REITs

The Retailization Of Private Markets In The US Presents Opportunities For European Managers

The trend toward widening private market access to retail investors is global, but it presents European managers with particular opportunities to reach investors in the biggest market of all: the United States.

Worldwide Finance

GP

Goodwin Procter LLP

Managing Economics And Conflicts In GP-Led Real Estate Continuation Vehicles

Continuation vehicles — newly established investment entities created to acquire one or more assets from an existing fund managed by the same sponsor — have moved from being a niche liquidity solution...

United States Transport

GP

Goodwin Procter LLP

DOJ Continues False Claims Act Enforcement Of PPP Loans Into 2026

These actions are not just limited to the companies that sought to participate in the program. Lenders and other companies that support the financial services industry have also been targeted because of allegations that these entities knew that applicants were ineligible but still processed or approved the applications.

United States Criminal

WS

Winston & Strawn LLP

SEC Calls Attention To Private Market Valuation

United States Finance

D

Dechert

How Fund Managers Outside Of California May Be Subject To California's FIPVCC Law

United States Commercial

RM

Rich May

How Private Equity Firms Can Prepare For ILPA's New Reporting And Performance Templates By Q1 2026

United States Finance

MG

MGO CPA LLP

Corporate Governance Trends In The Public REIT Sector: A 2026 Update

United States Commercial

GP

Goodwin Procter LLP

EU Amendments To List Of High-Risk AML/CTF Countries

United States Finance

CM

Crowell & Moring LLP

APAC Monthly Private Wealth Legal Developments – January 2026

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

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Latest Videos

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Banking Litigation Podcast EP58: Monthly Update – January/February 2026

KL

Herbert Smith Freehills Kramer LLP

Implications Of The CFPB's Proposed Rule Under The Equal Credit Opportunity Act (Podcast)

MB

Mayer Brown

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS

Lowenstein Sandler

The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

Episode 17: Dealmaking For The Future Generation – Inside Empower Youth Zones (Video)

AM

Alvarez & Marsal

Upcoming Events

FIA Law & Compliance Division Conference

United States Finance

KM

Katten Muchin Rosenman LLP

2026 Spring Consumer Financial Services Conference

United States Finance

GP

Goodwin Procter LLP

IAA’s 2026 Investment Adviser Compliance Conference

United States Finance

W

WilmerHale

MFA Ops: Treasury & Finance 2026

United States Finance

SR

McDermott Will & Schulte

CFPB Crosswinds: Making Sense Of A Shifting Regulatory Force

United States Finance

HK

Holland & Knight

Investment Management Regulatory University 2026 | New York

United States Finance

MB

Mayer Brown

The Regulatory Curve: Developments Involving Commodity Pool Operators And Advisors

United States Finance

MB

Mayer Brown

The Defined Outcome Series

United States Finance

MB

Mayer Brown

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