ARTICLE
5 November 2019

FINRA Reminds Members To Vote For Committee Representatives

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
FINRA reminded members firms that ballots are due on November 20, 2019 for (i) filling the New York Region representative position on the Small Firm Advisory
United States Finance and Banking

FINRA reminded members firms that ballots are due on November 20, 2019 for (i) filling the New York Region representative position on the Small Firm Advisory Committee and (ii) the FINRA Regional Committee elections (see here and here).

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