ARTICLE
29 April 2019

FINRA Extends Pilot For Transactions In Exchange-Listed Securities

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
FINRA filed for immediate effectiveness a proposal to extend until October 18, 2019 a pilot program concerning FINRA Rule 11892.
United States Corporate/Commercial Law

FINRA filed for immediate effectiveness a proposal to extend until October 18, 2019 a pilot program concerning FINRA Rule 11892 ("Clearly Erroneous Transactions in Exchange-Listed Securities").

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