ARTICLE
12 March 2019

FINRA Revises Sanctions Guidelines To Account For Inflation

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
FINRA revised the amounts for monetary sanctions in the Sanction Guidelines in order to reflect the effects of inflation.
United States Finance and Banking

FINRA revised the amounts for monetary sanctions in the Sanction Guidelines in order to reflect the effects of inflation. The revised Sanction Guidelines are immediately effective (see here).

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