ARTICLE
18 September 2017

Colorado Adopts New Cybersecurity Rules For Broker-Dealers And Investment Advisors

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Jones Day

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On June 19, the Colorado Division of Securities adopted new cybersecurity rules applicable to broker-dealers purchasing securities in Colorado and investment advisers who do business in the state.
United States Technology

On June 19, the Colorado Division of Securities adopted new cybersecurity rules applicable to broker-dealers purchasing securities in Colorado and investment advisers who do business in the state. The rules establish general guidelines for reasonable cybersecurity practices and mandate a number of specific practices, including the establishment and maintenance of written procedures reasonably designed to ensure cybersecurity. The rules became effective on July 15.

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