The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines and expiration dates. Click on the links below to view deadlines from June 1 to June 15, 2017.
For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.
Comment Deadlines
- June 5: FINRA – Proposed Rule Change Relating to Expediting List Selection in Arbitration
- June 6: FINRA – Proposed Rule Change to Amend FINRA Rule 6191 to Modify the Date of Appendix B Website Data Publication pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
- June 8: SEC – Amendments to IAA Rules 203(l)-1 and (m)-1 to Reflect Changes Made by the FAST Act
- June 12: FINRA – Proposed Rule Change to Amend FINRA Rule 7730 to Reduce the Delay Period for the Historic TRACE Data Sets Relating to Corporate and Agency Debt Securities
- June 13: FINRA – Immediately Effective Rule Change Relating to Rule 6897 to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Expiration Dates
For general information about the Cabinet, please contact Steven Lofchie.
For more information about individual and enterprise membership pricing, please contact:
William Sadd
william.sadd@cwt.com
(212) 993-2818
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.