ARTICLE
19 January 2017

CFTC Division Grants No-Action Relief From CPO Registration Requirements

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted no-action relief to the trustee of several commodity pools from registration as a commodity pool operator ("CPO")...
United States Finance and Banking

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted no-action relief to the trustee of several commodity pools from registration as a commodity pool operator ("CPO"), subject to certain conditions. The relief specified that the trustee must delegate its CPO responsibilities to a registered CPO who serves as the investment manager of such pools.

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