SEC Grants Relief To Company From "Ineligible Issuer" Status

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The SEC Division of Corporation Finance granted relief to an investment management company from being considered an "ineligible issuer" under Securities Act Rule 405.

United States Corporate/Commercial Law

The SEC Division of Corporation Finance granted relief to an investment management company from being considered an "ineligible issuer" under Securities Act Rule 405. The relief is subject to conditions specified in the letter in which the relief was granted.

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