United States:
SEC Grants Relief To Company From "Ineligible Issuer" Status
01 September 2016
Cadwalader, Wickersham & Taft LLP
To print this article, all you need is to be registered or login on Mondaq.com.
The SEC Division of Corporation Finance granted relief to an
investment management company from being considered an
"ineligible issuer" under Securities Act Rule 405. The
relief is subject to conditions specified in the letter in which
the relief was granted.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from United States
Corporate Transparency Act Update
Shulman Rogers
With the arrival of spring and the first set of Corporate Transparency Act (CTA) filing deadlines behind us, it is a good time for an update on lessons learned from the initial filings.